Dunphy Wealth Management, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Dunphy Wealth Management serves individuals, small businesses and trusts, providing fee‑based investment management alongside financial planning, tax consultation and tax preparation as well as bookkeeping and QuickBooks accounting services. The firm operates as a registered investment adviser that also accepts assets under advisement in addition to assets under direct management.
The firm typically constructs diversified portfolios using no‑load, no‑transaction‑fee mutual funds and ETFs and offers distinct Growth and Income strategies that incorporate tactical asset allocation and periodic rebalancing. As part of its active management approach, Dunphy may employ inverse and leveraged mutual funds or ETFs for risk‑management and tactical exposure and monitors those positions closely.
Dunphy is distinct from many small independent advisers in that accounting and tax services are an ongoing business line (the brochure indicates tax services account for a substantial share of activity) and the practice is jointly owned with a designated Chief Operations Officer/Chief Compliance Officer rather than operating as a solo practitioner. The firm also prepares periodic comprehensive performance reports for select clients and offers separately managed accounts and small, aggressive stock portfolios for qualified investors.
Client services
Expertise
Occupation focus
Fee options
Financial Planning fees $250 to $1,850 progress-billed; Employer Simple IRA Plan Maintenance fee $395 annually; Non-Schwab Retirement Account Management fee $295 annually
$0+: 1.00% annual for discretionary assets at Charles Schwab $0+: 0.25% annual for assets under advisement at Charles Schwab $0+: 0.60% annual for Institutional Intelligent Portfolios (IIP) at Schwab
$75 to $150 per hour for financial consulting, tax, and investment consulting
Minimum fee: Maximum annual fee for Institutional Intelligent Portfolios $10,200 ($850 per month); Employer Simple IRA Plan Maintenance fee $395 annually (waived if assets exceed $250,000); Non-Schwab Retirement Account Management fee $295 annually (waived if client has assets under management at Charles Schwab) Fee-only: Financial Planning fees range from $250 to $1,850 progress-billed; Tax/Investment consulting hourly fees $75 to $150 per hour
Main office
1080 Nimitzview Drive, Suite 302
Cincinnati OH 45230-4376
Advisors at this office
1
Most active in
Kentucky · Ohio · Texas
Also doing business as
Dunphy Financial · Dunphy Financial Services · Dunphy Financial Services, Inc. · Dunphy Wealth Management, Inc.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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