A complete list of active advisors currently associated with Dupree Financial Group, LLC
Warmer can help you find a great advisor at Dupree Financial Group, LLC or one who fits your needs even better.
Dupree Financial Group is an SEC-registered investment adviser that primarily manages assets for retirees and those planning for retirement, serving individuals, high-net-worth clients, trusts, estates, and certain employer retirement plan participants. The firm provides discretionary portfolio management and asset management services — including negotiated advisory arrangements for employees’ retirement accounts in a university-sponsored institutional plan — and may advise on private placements and other alternative investments at its discretion. The firm follows a modified value-based, bottom-up investment approach, favoring securities it views as trading below appropriate valuation metrics and those with a history of growing dividends, while using ETFs for broad market exposure and individual stocks and bonds for security selection. Dupree Financial Group works with clients to establish an investment policy covering goals, asset allocation, liquidity and risk tolerance, and it monitors and rebalances portfolios on an ongoing basis under discretionary authority. Notably, the firm does not provide formal financial planning as a standard service, which is less common among comparable team advisory firms and signals a focus on investment management rather than comprehensive planning. The brochure discloses a past regulatory matter — an SEC censure and a $25,000 civil penalty in 2016 related to compliance-review deficiencies — and recent compliance staffing changes; prospective clients are advised to review the firm’s disclosures and code of ethics to assess current controls.
To learn more about the advisors currently working at Dupree Financial Group, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
Name |
Location |
Years of experience |
|---|---|---|
Lexington, KY
| 2
| |
Lexington, KY
| 1
| |
Phoenix, AZ
| 5
| |
Lexington, KY
| 17
| |
Lexington, KY
| 19
| |
Lexington, KY
| 0
| |
Lexington, KY
| 2
|
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