Duran Capital Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$43,132,064
This total excludes 2 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
80
11% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
80
Very HighAverage account size
$539,151
About
Duran Capital Management provides comprehensive portfolio management, standalone financial planning and retirement plan consulting for a mix of individuals, trusts and estates, charitable organizations, retirement plans, and business entities. Engagements include ongoing asset management across stocks, bonds, ETFs, options, mutual funds and other public and private securities, as well as written financial plans and consulting on topics such as retirement, estate and charitable planning.
The firm describes a client-tailored, fiduciary approach that gathers financial goals and risk tolerance to set asset allocation and conduct ongoing monitoring and rebalancing. Investment decisions draw on a wide set of analysis methods (fundamental, technical, quantitative, sector and cyclical analysis) and employ strategies ranging from strategic and tactical asset allocation to both long- and short-term purchases, with client cash typically placed in conservative instruments such as money market funds and certificates of deposit.
Notable distinctions include that firm representatives are licensed insurance agents and may offer insurance products, a relationship the firm discloses as a potential conflict of interest and states it manages in advising clients. The practice also explicitly serves charitable organizations and offers a broader advisory menu than many peers—charitable planning, corporate structure and tax-related consulting (including cost segregation studies) and ERISA retirement-plan consulting—combining individual wealth management with organizational and employer-focused services.
Client services
Financial planning
Portfolio management
Expertise
Charitable giving & philanthropy
College savings (529s, UTMA, etc.)
General tax planning
Retirement plans for business owners (SEP, solo 401k)
Fee options
Retirement Plan Consulting flat fees ranging from $750 to $5,000.
$0 - $99,999: 2.00% $100,000 - $399,000: 1.50% $400,000 - $999,000: 1.00% $1,000,000 - $2,999,999: 0.90% $3,000,000 - $4,999,999: 0.75% $5,000,000+: Negotiable
Used for financial planning and consulting services; fees calculated on hourly basis as work performed.
Main office location
Duran Capital Management, LLC
15 W. Carrillo Street, Suite 100
Santa Barbara CA 93101, United States
Number of offices
2
Most active in
Duran Capital Management, LLC has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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