San Jose, CA The Alameda Office
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DWR Wealth Management, LLC
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About
DWR Wealth Management provides investment advisory and financial planning services to individuals, high-net-worth clients, business entities, charitable organizations, and retirement plans. Services include discretionary and non-discretionary portfolio management, standalone financial planning, selection of third‑party advisers, and pension consulting for ERISA‑covered plans.
The firm’s investment approach is risk‑based and grounded in modern portfolio theory, implementing diversified models that typically use no‑load mutual funds and exchange‑traded funds across a range of risk profiles from conservative balanced to pure equity. Advisors monitor accounts on an ongoing basis with periodic reviews, discourage short‑term market timing, and perform due diligence on custodial and third‑party platforms used for trading and reporting.
A distinctive feature of the firm is its affiliation with Dunham Associates CPAs, a separate CPA practice under common control, which creates opportunities for coordinated tax and advisory services; the brochure discloses this relationship and notes clients are under no obligation to use the affiliated CPA. DWR manages roughly $221 million for about 171 clients with a four‑advisor team, a configuration that results in a relatively concentrated advisor-to-client relationship supported by institutional custodial platforms.
Based on DWR Wealth Management, LLC
Expertise
Based on DWR Wealth Management, LLC
Location
1884 The Alameda
San Jose CA 95128
Advisors at this office
2
Advisors at this office
David R
ChFC®, Series 63, Series 65
San Jose, CA
DWR Wealth Management, LLC
David Rousselot is a ChFC® credentialed financial advisor with 21 years of industry experience, currently serving at DWR Wealth Management, LLC since 2005. He engages in an unrelated family business, Rousselot & Sons, which he has maintained since 1980. DWR Wealth Management provides investment advisory and financial planning services to individuals, high-net-worth clients, business entities, charitable organizations, and retirement plans. The firm employs a risk-based investment approach grounded in modern portfolio theory, utilizing diversified models with mutual funds and ETFs, and is affiliated with Dunham Associates CPAs for coordinated tax and advisory services.
Ricky D
PFS™, Series 65
San Jose, CA
DWR Wealth Management, LLC
Ricky Dunham is a financial advisor with DWR Wealth Management, LLC in San Jose, CA, holding the PFS™ designation and a Series 65 license. He has 21 years of experience in the financial industry and has been with DWR Wealth Management since 2005. In addition, he has served as President of Dunham Associates CPAs, Inc., an accounting firm, since 1996. DWR Wealth Management provides investment advisory and financial planning services to individuals, high-net-worth clients, business entities, charitable organizations, and retirement plans. The firm uses a risk-based investment approach grounded in modern portfolio theory, offering diversified portfolios primarily composed of no-load mutual funds and ETFs tailored to various risk profiles.
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