Dyad Financial Group

Dyad Financial Group is a small state-registered advisory firm that offers discretionary portfolio management, placing client funds into common stocks, exchange-traded funds, mutual funds and similar investments. The brochure describes its intended clients as primarily individuals and families (with a stated guideline for account size) and notes the firm currently reports no assets under management; it also indicates fees are charged as a percentage of assets, which is a common industry practice.

The firm states it uses a mix of fundamental and technical analysis—examining company financial strength, market trends and historical data—and pursues long-term buys, short-term trades, asset allocation and, in certain cases, options. Accounts are managed on a discretionary basis, with annual reviews offered and custodial holdings maintained at third‑party brokers that provide client statements.

A distinctive aspect of the firm is its affiliation with insurance activities: supervised persons hold state life, health, property and casualty licenses and the advisory principal operates a separate insurance business offering personal and commercial lines. Compared with typical investment-manager peers, the combination of no reported AUM, limited personnel and the advisor’s ongoing insurance business makes the firm’s model more hybrid than purely institutional.