Dyer & Company, L.L.C.

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Client assets under management

$73,162,938

Clients

50% high-net-worth

Advisors

of 2 employees

Firm type

Supported

1-4 advisors or >$200M in AUM

Clients per advisor

Very Low

Average account size

$2,438,765

About

Dyer & Company provides discretionary and non-discretionary portfolio management and financial planning to individual and high‑net‑worth clients. The firm prepares an Investment Policy Statement for each client, tailors portfolios to stated goals, risk tolerance and time horizon, and offers financial planning on a one‑time or hourly basis.

The firm’s investment approach emphasizes modern portfolio theory and long‑term trading, generally using mutual funds, ETFs, equities, fixed‑income securities and real estate funds to construct diversified portfolios. Risk tolerance is documented in the Investment Policy Statement and accounts are reviewed at least quarterly to align allocations with client objectives.

Noteworthy operational features include a requirement that clients use Schwab Institutional as custodian, with the firm receiving access to Schwab’s institutional services and related benefits that could present conflicts of interest. The firm also does not aggregate (block) trades across client accounts, which the brochure notes may affect execution quality, and financial planning engagements typically conclude upon delivery of the plan unless additional work is requested.

Client services

Financial planning Portfolio management Newsletters or periodicals

Expertise

Wealth management College savings (529s, UTMA, etc.) Cash flow / budgeting

Fee options

Percentage

$0 - $1,000,000: 0.95% annually $1,000,001 - $2,000,000: 0.90% annually $2,000,001 - $3,000,000: 0.80% annually $3,000,001 - $5,000,000: 0.65% annually $5,000,001+: 0.50% annually

Project-based

$250 per hour

Main office location

Dyer & Company, L.L.C.

300 East Boulevard, Suite B4

Charlotte NC 28203, United States

Number of offices

Most active in

North Carolina

Disclosures

Business activities & affiliations

Is not active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure

Quick links

LinkedIn Facebook Website (704) 323-6872

Advisors at this firm

Thomas D

CFP®, Series 63, Series 65

Charlotte, NC

Dyer & Company, L.L.C.

Thomas Dyer is a CFP® with 18 years of industry experience and is the sole advisor at Dyer & Company, L.L.C., an independent firm based in Charlotte, NC. Prior to founding his firm in 2018, he worked at Davidson College from 2012 to 2019. Dyer & Company provides discretionary and non-discretionary portfolio management and financial planning services to individual and high-net-worth clients. The firm customizes portfolios based on each client’s Investment Policy Statement, employing a long-term investment approach grounded in modern portfolio theory using mutual funds, ETFs, equities, fixed income, and real estate funds.

Wealth management College savings (529s, UTMA, etc.) Cash flow / budgeting

Caroline H

Series 65

Charlotte, NC

Dyer & Company, L.L.C.

Caroline Hawkins is a financial advisor at Dyer & Company, L.L.C. in Charlotte, NC, holding a Series 65 designation with one year of industry experience. Prior to joining Dyer & Company, she held positions at Sompo International, Wahoo Fitness, Athleta, and Wake Forest University. Dyer & Company provides discretionary and non-discretionary portfolio management and financial planning services to individual and high-net-worth clients. The firm uses modern portfolio theory and long-term trading strategies to build diversified portfolios tailored to clients’ goals and risk tolerance.

Wealth management College savings (529s, UTMA, etc.) Cash flow / budgeting

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