E. E. Powell & Company Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
E.E. Powell & Company Inc. provides discretionary and non‑discretionary portfolio management and financial consulting to individuals, charitable organizations, corporations and other businesses, and offers advice across a broad set of securities and products. Although the brochure lists those client types, it discloses that the firm had no discretionary or non‑discretionary assets under management as of the brochure date.
The firm tailors investment advice to each client’s objectives and may be granted trading discretion to select securities, brokers and commission rates; its stated methods include fundamental analysis, modern portfolio theory, and both long‑ and short‑term trading strategies. Cash management is handled through a single custodian money‑market sweep, and the firm discloses it may recommend complex or higher‑risk instruments such as leveraged ETFs, structured products, warrants and REITs.
Distinctively, E.E. Powell operates as both a registered investment adviser and a registered broker‑dealer, and advisory personnel also act as registered representatives and insurance agents, earning commissions and 12b‑1 fees in addition to advisory fees — a structure the brochure identifies as creating conflicts of interest and that includes the firm’s routine practice of directing brokerage to E.E. Powell & Company/Pershing. The brochure also notes the firm does not participate in wrap fee programs and emphasizes disclosures and procedures for principal and aggregated trading, underscoring a different operating profile than many peer advisory teams.
Client services
Expertise
Fee options
$50,000 - $500,000: 1.00% annually $500,001 - $5,000,000: 0.75% annually $5,000,001+: 0.6% annually
Advisers are registered representatives earning commissions on securities and insurance products sales separate from advisory fees.
Hourly fee: $250, negotiable.
Account minimum: $50,000 Minimum fee: Minimum annual fee of $500, may be waived at firm's discretion.
Main office
200 Northpointe Circle, Suite 304
Seven Fields PA 16046
Advisors at this office
5
Most active in
Pennsylvania · Texas
Also doing business as
E. E. Powell & Company Inc. · Elmer E. Powell & Company
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Richard W
Series 66
Seven Fields, PA
E. E. Powell & Company Inc.
Richard Whalen is a financial advisor with E. E. Powell & Company Inc., holding a Series 66 designation and over 50 years of industry experience. He has been with E. E. Powell & Company since 1975. E. E. Powell & Company Inc. provides discretionary and non-discretionary portfolio management and financial consulting services, advising across a broad range of securities including mutual funds, ETFs, structured products, and derivatives. The firm employs a client-specific investment process using fundamental analysis and modern portfolio theory, typically operating with discretionary trading authority.
Joseph N
PFS™, Series 66
Seven Fields, PA
E. E. Powell & Company Inc.
Joseph Niesslein is a financial advisor at E. E. Powell & Company Inc. with 23 years of industry experience. He holds the PFS™ and Series 66 designations and previously worked at Hefren Tillotson, Inc. for 24 years and Robert Baird & Co. for one year. Outside of his advisory role, Niesslein operates a CPA tax preparation business. E. E. Powell & Company Inc. provides discretionary and non-discretionary portfolio management and financial consulting, serving clients with a client-specific investment process that incorporates fundamental analysis, modern portfolio theory, and both long- and short-term trading strategies. The firm typically operates with discretionary trading authority and offers hourly consulting engagements alongside its advisory services.
Joann R
Series 66
Seven Fields, PA
E. E. Powell & Company Inc.
Joann Rodkey is a financial advisor at E.E. Powell & Company Inc. with 16 years of industry experience. She holds a Series 66 designation and has previously worked at Lincoln Financial Advisors and Oppenheimer. E.E. Powell & Company Inc. provides discretionary and non-discretionary portfolio management and financial consulting on an hourly basis. The firm serves clients with tailored investment strategies using fundamental analysis and modern portfolio theory, typically operating with discretionary trading authority and advising across a broad range of securities.
Lee M
Series 63, Series 65
Seven Fields, PA
E. E. Powell & Company Inc.
Lee Moffatt is a financial advisor with E. E. Powell & Company Inc., holding Series 63 and Series 65 licenses and bringing 31 years of industry experience. He has been with E. E. Powell & Company since 2009. E. E. Powell & Company provides discretionary and non-discretionary portfolio management and financial consulting billed on an hourly basis. The firm serves clients using a client-specific investment process that includes fundamental analysis, modern portfolio theory, and both long- and short-term trading approaches.
Andrew W
Series 63, Series 66
Seven Fields, PA
E. E. Powell & Company Inc.
Andrew Whalen is a financial advisor at E. E. Powell & Company Inc. with 12 years of industry experience. He holds Series 63 and Series 66 licenses and has been with the firm since 2014. E. E. Powell & Company Inc. provides discretionary and non-discretionary portfolio management and financial consulting to individuals, charitable organizations, corporations, and other businesses. The firm employs fundamental analysis, modern portfolio theory, and both long- and short-term trading strategies, and operates as both a registered investment adviser and broker-dealer with a multi-faceted compensation structure.
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