A complete list of active advisors currently associated with E. Magnus Oppenheim & Co. Inc.

Warmer can help you find a great advisor at E. Magnus Oppenheim & Co. Inc. or one who fits your needs even better.

E. Magnus Oppenheim & Co., Inc. (EMO) provides discretionary portfolio management, financial consulting, and investment research for individual investors as well as pension and profit-sharing plans, charitable organizations, corporations, and other business entities. The firm also sponsors and advises a limited partnership for accredited investors and delivers periodic account and fund performance reports to clients. EMO’s investment process centers on fundamental, in-depth equity research aimed at identifying undervalued situations and company-specific catalysts for long-term capital appreciation, with a primary focus on larger NYSE- and NASDAQ-listed companies. Portfolios are managed with a conservative orientation—seeking diversification and dividend yield while avoiding short-selling, margin, and derivatives—and are monitored with regular reviews, typically at least quarterly. Compared with many solo independent advisers, EMO is now a wholly owned Parsonex company and is affiliated with Parsonex broker-dealers and an affiliated registered investment adviser, and it acts as sponsor/adviser to a pooled investment vehicle, which is uncommon for firms of its size. The firm also disclosed an SEC enforcement order in 2023 addressing compliance and best-execution deficiencies, consented to sanctions including a censure, cease-and-desist, a monetary penalty and the appointment of an independent compliance consultant, and states that new management is implementing corrective measures.

To learn more about the advisors currently working at E. Magnus Oppenheim & Co. Inc., click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.