E2 Financial Services, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
E2 Financial Services, LLC provides portfolio management and financial planning to individual clients and small entities, overseeing about $8.34 million in client assets across roughly 46 accounts. The firm offers ongoing direct asset management alongside one-time financial planning and consulting services.
The firm operates on a non-discretionary model, recommending specific securities and obtaining client approval before executing transactions, and employs both fundamental and technical analysis with long- and short-term strategies. Account reviews are performed quarterly and the adviser considers rebalancing and tax-loss harvesting opportunities while relying on custodial and execution relationships (including participation in an institutional custody program) for trade execution and reporting.
Noteworthy distinctions include an affiliated insurance business: the firm’s principal conducts insurance activities and may receive customary commissions, a relationship the brochure identifies as a potential conflict and addresses through disclosures and suitability procedures. The firm’s predominant use of non-discretionary authority is also uncommon among peers, and it does not vote client proxies, leaving proxy decisions to clients.
Client services
Expertise
Fee options
$500 fixed fee for one-time financial planning; $100 billed in advance (non-refundable) with balance due upon plan delivery; may be credited against asset management fees if client moves minimum $75,000 within 6 months.
$0 - $250,000: 1.10% annually $250,001 - $500,000: 1.05% annually $500,001 - $1,000,000: 1.00% annually $1,000,001 - $2,500,000: 0.90% annually $2,500,001+: 0.75% annually
Main office
Southgate KY
Advisors at this office
1
Most active in
Kentucky · Ohio
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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