Eagle Point Capital LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$20,603,697
Clients
56
Advisors
3
across 3 offices
About
Eagle Point Capital LLC provides discretionary portfolio management primarily for individual and high‑net‑worth clients, as well as for corporations and pooled investment vehicles; the firm also delivers model portfolios to other registered investment advisers and publishes a free and paid research newsletter on the Substack platform. Services include separately managed accounts managed to a proprietary model, non‑discretionary model delivery to advisers, and impersonal weekly research commentary for subscribers.
The firm pursues a concentrated, largely unconstrained long‑equity strategy grounded in fundamental research and a margin‑of‑safety valuation approach, typically holding a limited number of positions with relatively low turnover. Eagle Point implements a single model portfolio across client accounts, employs block trading and pro‑rata allocations to execute trades, and may use instruments such as depositary receipts, convertible securities, and options to implement its strategy.
Distinctive features include an affiliated private pooled investment vehicle for which the firm acts as sub‑adviser while its principals serve as the general partner, and the availability of performance‑based fee arrangements to qualified clients; Eagle Point discloses these arrangements and has execution and allocation policies (including VWAP execution and trade rotation) to mitigate related conflicts. The combination of managing pooled vehicles, offering performance fees, publishing a paid newsletter, and providing model delivery to other advisers is less common among firms of similar size.
Client services
Expertise
Fee options
$0+: 2.0% annually (typical management fee for portfolio management clients) $1,100,000+: Eligible for performance-based fee if Qualified Client $0+: Model delivery fees (negotiable, generally lower than advisory fees) paid monthly based on assets under advisement $0+: Newsletter subscription fees: $149.99/month or $299.99/year
25% of excess profits above 6% hurdle rate, with high water mark; available only to Qualified Clients with $1.1 million assets under management or $2.2 million net worth
Newsletter subscription fees: $149.99 per month or $299.99 per year
Account minimum: $50,000 Fee-only: Management fees of typically 2.0% annually; performance fees of 25% of excess profits for Qualified Clients; newsletter subscription fees $149.99/month or $299.99/year; model delivery fees negotiated with primary advisers
Main office
See officeChicago IL
Advisors at this office
1
Offices (3)
Most active in
Illinois · Michigan · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Matthew F
Series 65
Chicago, IL
Eagle Point Capital LLC
Matthew Franz is a Series 65-licensed financial advisor with 12 years of industry experience. He has worked at Eagle Point Capital LLC since 2017 and holds a principal and partial owner position at Eagle Point Capital Funds, LLC, a private fund investing in wholly owned private businesses and securities. Franz advises on major strategic decisions for the fund, dedicating time outside of securities trading hours. Eagle Point Capital LLC provides discretionary portfolio management for individual and high-net-worth clients, corporations, and pooled investment vehicles, as well as model portfolios and research newsletters for other advisers and subscribers. The firm pursues a concentrated, long-equity strategy based on fundamental research and margin-of-safety valuation, and manages a single model portfolio across accounts while employing block trading and various instruments to implement its approach.
Andrew H
Series 65
Grand Rapids, MI
Eagle Point Capital LLC
Andrew Hakim is a financial advisor with Eagle Point Capital LLC in Grand Rapids, MI, holding a Series 65 designation and two years of industry experience. His prior roles include positions at Blackford Capital and AT Karney. He is also a principal at Eagle Point Capital Funds LLC. Eagle Point Capital LLC provides discretionary portfolio management primarily for individual and high-net-worth clients, corporations, and pooled investment vehicles. The firm employs a concentrated, fundamental research-based long-equity strategy and offers model portfolios, research newsletters, and performance-based fee arrangements.
Daniel S
Series 65
East Grand Rapids, MI
Eagle Point Capital LLC
Daniel Shuart is a financial advisor at Eagle Point Capital LLC with six years of industry experience. He holds a Series 65 designation and has worked previously at Blackford Capital and Amway Corporation. In addition to his advisory role, he serves as a consultant to the investment committee at Lakewood Hughes, LLC, a family office focused on private business investments. Eagle Point Capital provides discretionary investment management primarily through separately managed accounts to individuals, high-net-worth clients, corporations, and pooled investment vehicles. The firm employs a concentrated, largely unconstrained long-equity strategy based on fundamental research and manages accounts to align with a proprietary model portfolio, offering a performance fee option and acting as sub-advisor to a private fund.
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