A complete list of active advisors currently associated with Eagle Rock Financial Advisers, Ltd.

Warmer can help you find a great advisor at Eagle Rock Financial Advisers, Ltd. or one who fits your needs even better.

Eagle Rock Financial Advisers serves individual clients — including high‑net‑worth individuals — as well as trusts, estates, pension and profit‑sharing plans, offering discretionary portfolio management and modular financial planning. The firm also provides supervised annuity management and, on a negotiated basis, non‑discretionary recommendations for outside retirement accounts or annuities that it does not manage. The firm implements several allocation models that span 100% U.S. equities, blended equity/income mixes and mutual‑fund‑only portfolios, and provides ongoing supervision and periodic rebalancing to align portfolios with objectives from Aggressive Growth to Capital Preservation. Investment decisions draw on fundamental and cyclical analysis and may include opportunistic short‑term trading, with allocations set according to each client’s risk tolerance, time horizon and liquidity needs. Distinctive aspects include a dedicated annuity management service (with annuity assets maintained at Transamerica reflected as assets under advisement) and a routine recommendation that clients use Charles Schwab as custodian for the firm’s model portfolios, an arrangement through which the firm receives institutional services and support it discloses as a potential conflict of interest. The firm has provided advisory services since 2003, maintains written supervisory procedures and a Code of Ethics, and may aggregate household accounts when determining fee breakpoints.

To learn more about the advisors currently working at Eagle Rock Financial Advisers, Ltd., click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.