East Bay Equities LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
East Bay Equities LLC provides discretionary portfolio management to individual and high‑net‑worth clients, offering services such as asset allocation, security selection, and regular portfolio monitoring tailored to each client’s goals, time horizon, and risk tolerance. The firm manages approximately $1.04 million across a small number of client accounts and does not impose an account minimum.
The firm’s investment approach emphasizes charting and technical analysis and employs both long‑term and short‑term trading strategies, with a majority of clients receiving recommendations for short‑term equities trading. EBE uses a range of instruments — including mutual funds, equities, fixed income, ETFs and real estate funds — and exercises discretionary authority to implement trades, including the use of short sales and margin transactions.
Notably, EBE routinely uses borrowing (margin) and short‑selling within managed accounts and addresses margin treatment in its fee and risk disclosures, practices that are less common among independent peers. The firm manages client assets internally without selecting third‑party managers, requires use of a specified broker‑dealer for execution, and uses aggregated block trading procedures to allocate transactions across client accounts.
Client services
Expertise
Fee options
Less than $1,000,000 - $999,999: 2.00% annually $1,000,001+: 1.50% annually
Main office
Easton MD
Advisors at this office
1
Most active in
Maryland
Also doing business as
East Bay Equities LLC · Erickson, Lars
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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