East River Capital Management LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
East River Capital Management LLC is a fee‑only independent advisory firm that provides asset management, financial planning, pension consulting and institutional advisory services to individuals and entities, including pension and profit‑sharing plans, charitable organizations and municipal government clients. The firm constructs portfolios from individual stocks and bonds, ETFs, mutual funds and other public securities, and delivers tailored financial plans or consultations based on each client’s goals.
The firm typically provides non‑discretionary asset management and emphasizes continuous account supervision, using a mix of fundamental, technical and cyclical analysis across long‑term, short‑term and trading strategies. Portfolios are designed to a client’s stated objectives and generally require client pre‑approval for transactions, with the firm noting that implementation remains under client control.
What distinguishes East River Capital from many peers is its explicit pension‑consulting work for plan sponsors, including acknowledgment of ERISA fiduciary responsibilities when performing those services, and its willingness to serve institutional clients such as municipal entities and charitable organizations. The firm’s principal has a background in venture capital and the firm offers educational seminars and workshops on topics such as value investing, venture capital, private equity, tax and pension planning, services that are less common among similar independent advisers.
Client services
Expertise
Fee options
Financial planning flat fees generally range from $250 to $10,000; Pension consulting flat fees generally range from $2,000 to $200,000
$1,000,000 - $5,000,000: 1.00% $5,000,000 - $10,000,000: 0.75% $10,000,000+: 0.5%
$100 to $500 per hour
Account minimum: $1,000,000 Minimum fee: $3,000 per client minimum fee, unless in special instances Fee-only: Fee-only financial advisory firm
Main office
82 Wendell Avenue, Suite 100
Pittsfield MA 01201
Advisors at this office
1
Most active in
Massachusetts
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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