Edward Haro Financial, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$16,657,770
Clients
143
Advisors
2
of 2 employees
About
The firm serves individual and high‑net‑worth clients, offering discretionary portfolio management, financial planning, and supplemental services such as advanced options trading training, assistance with annuities, and access to private placements. It manages roughly $16.7 million across about 143 client accounts and provides both ongoing asset management and one‑time financial plans.
Investment programs are tailored through a documented Investment Policy Statement and implemented using a mix of methods—fundamental and technical analysis, modern portfolio theory, and options strategies including multi‑leg and covered/uncovered positions. The firm generally operates with discretionary trading authority, requires custody of client assets at a designated institutional custodian, and provides regular account reporting.
Noteworthy differences from many peers include the firm’s affiliation with insurance activities: supervised persons are licensed to sell insurance and may receive commissions on insurance and annuity products, a conflict of interest the firm discloses and records. The combination of an insurance sales relationship, the explicit offering of advanced options trading services, and the absence of an account minimum distinguish the firm within the supported advisor category.
Client services
Expertise
Fee options
Fixed financial planning fees between $500 and $5,000, negotiable
$0 - $39,999: 2.00% $40,000 - $99,999: 1.80% $100,000 - $499,999: 1.60% $500,000 - $999,999: 1.40% $1,000,000 - $1,999,999: 1.20% $2,000,000 - $4,999,999: 1.00% $5,000,000+: 0.80%
Insurance commissions earned by Edward D Haro as an insurance agent; commissions are not primary source of compensation and advisory fees are not reduced by commissions
$200 per hour, negotiable based on complexity and scope
Advanced Options Trading flat fee $20 to $100 per month, negotiable
Fee-only: Portfolio management fees on a tiered basis; Financial planning fixed fees $500-$5,000; Hourly fees $200/hour; Advanced options trading flat fee $20-$100/month
Main office
18031 Irvine Blvd., Suite 111
Tustin CA 92780
Advisors at this office
2
Most active in
California · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Edward H
Series 63
Tustin, CA
Edward Haro Financial, LLC
Edward Haro is a financial advisor at Edward Haro Financial, LLC with 28 years of industry experience. He holds a Series 63 designation and has worked at firms including Crown Capital Securities, Lp and Foresters Equity Services Inc. In addition to his advisory work, he is an independent insurance agent. Edward Haro Financial, LLC serves individual and high-net-worth clients, providing discretionary portfolio management, financial planning, and advanced options trading programs. The firm employs a combination of technical and fundamental analysis across a broad range of securities and manages accounts on a discretionary basis with quarterly reviews.
Christopher W
Series 66
Tustin, CA
Edward Haro Financial, LLC
Christopher Wescott is a financial advisor at Edward Haro Financial, LLC with one year of industry experience. He holds a Series 66 designation. His prior work includes positions at Crown Capital Securities, LP and self-employment before joining Edward Haro Financial. Edward Haro Financial serves individual and high-net-worth clients, providing discretionary portfolio management, financial planning, and supplemental services such as advanced options trading training and access to private placements. The firm manages approximately $16.7 million across about 143 client accounts using a documented Investment Policy Statement and a mix of fundamental and technical analysis, modern portfolio theory, and options strategies.
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