E
EE&A Investment Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$23,072,159
Clients
19
100% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
19
TypicalAverage account size
$1,214,324
About
EE&A Investment Management is a registered investment adviser that provides portfolio management services to individual clients and other account types, operating primarily under percentage-of-assets-under-management fee arrangements. According to its Form ADV Part 2A, the adviser manages roughly $23.1 million across 19 client accounts.
The firm’s brochure describes its methods of analysis, investment strategies, and account review procedures in the sections covering investment approach and periodic reviews, and it discloses standard matters such as custody, brokerage practices, and investment discretion. These disclosures indicate a documented process for managing client portfolios and conducting ongoing reviews as set out in the Form ADV filing.
Notably, EE&A does not report serving individual clients who are not high-net-worth, a profile that is less common among independent advisers and suggests a client base concentrated in higher-balance personal or institutional relationships. The combination of about $23 million in assets across a relatively small number of accounts points to a narrow, concentrated client roster compared with many peers.
Client services
Portfolio management
Fee options
Main office location
EE&A Investment Management
Buena Vista CO, United States
Number of offices
1
Most active in
EE&A Investment Management has reported serving >5 clients in these states in the last 12 months.
Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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