EFC Wealth Management Firm LLC

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Client assets under management

$57,376,029

Clients

168

5% high-net-worth

Advisors

of 5 employees

Firm type

Supported

1-4 advisors or >$200M in AUM

Clients per advisor

Typical

Average account size

$341,524

About

EFC Wealth Management Firm LLC provides discretionary asset management, financial planning, and retirement-plan services to individual investors and plan sponsors, including limited‑scope ERISA 3(21) fiduciary services for qualified employer plans. The firm also offers investor education through public seminars and workshops and a subscription-based coaching program for clients who do not yet meet traditional asset thresholds.

EFC builds client portfolios around stated goals, time horizons, and risk tolerances, and may delegate portfolio implementation to third‑party sub‑advisors or model strategists while retaining overall client relationship and discretion. Accounts are reviewed at least annually (or sooner as circumstances change), clients receive custodial statements and performance reporting, and clients may impose written investment restrictions.

What is distinctive in the brochure is the firm’s mix of advisory, educational, and affiliated business activities: the managing member maintains an affiliated insurance agency and is also licensed to transact real estate, and the brochure discloses that advisor representatives may receive commissions for insurance and real‑estate transactions (with procedures and disclosures used to manage conflicts). The firm’s public seminars and the Jumpstart subscription coaching service for lower‑asset investors, together with an explicit no‑minimum account policy, are less common characteristics among similar supported advisers.

Client services

Financial planning Portfolio management Pension consulting Selection of other advisers Educational seminars or workshops

Expertise

Retirement income strategy General estate planning guidance Tax strategies for small businesses Debt management

Occupation focus

Government Employee Founder/Business Owner

Fee options

Fixed

Flat fee of $2,495 for full financial plan

Percentage

1.50% annually (negotiable)

Commissions

External compensation received by representatives for insurance and annuity sales; commissions for real estate sales

Project-based

Hourly financial planning fee at $400/hour

Subscriptions

Jumpstart Program: $99/month subscription service for personal finance coaching

Other

Fee-only: Financial planning: flat fee $2,495 for full plan; hourly fee $400/hour for limited scope planning

Main office location

EFC Wealth Management Firm LLC

5777 W Century Blvd, Suite 985

Los Angeles CA 90045, United States

Number of offices

Most active in

California · Nevada · Texas

Disclosures

Business activities & affiliations

Is active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Is not active or affiliated with:

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure

Quick links

Facebook X Instagram Website 310-645-0001

Advisors at this firm

Dante S

Series 63, Series 65

Los Angeles, CA

EFC Wealth Management Firm LLC

Dante Sanchez is a financial advisor at EFC Wealth Management Firm, LLC in Los Angeles, CA, holding Series 63 and Series 65 licenses with one year of industry experience. He previously worked with New York Life Insurance Company and NYLIFE Securities LLC. Sanchez is also a licensed insurance agent in multiple states, providing insurance services as a supplement to his financial planning practice. EFC Wealth Management Firm offers discretionary asset management, financial planning, and retirement-plan services to individuals, business entities, and qualified plans. The firm provides personalized investment programs and public educational seminars, serving clients including high-net-worth individuals and corporate retirement plans.

Retirement income strategy General estate planning guidance Tax strategies for small businesses Debt management Government Employee Founder/Business Owner

Cory C

Series 63, Series 65

Los Angeles, CA

EFC Wealth Management Firm LLC

Cory Chapman is a financial advisor at EFC Wealth Management Firm, LLC in Los Angeles, CA, holding Series 63 and Series 65 licenses with 27 years of industry experience. He has previously worked at Madison Avenue Securities, The Retirement Group, and FSC Securities. Outside of his advisory role, he provides personal development coaching through seminars, books, and speaking events, and teaches a free public financial education program at Pepperdine University. EFC Wealth Management Firm offers discretionary asset management, financial planning, and retirement-plan services to individuals, business entities, and qualified retirement plans. The firm provides personalized investment programs and engages in public financial education, with additional services that include an affiliated insurance agency and real estate activities.

Retirement income strategy General estate planning guidance Tax strategies for small businesses Debt management Government Employee Founder/Business Owner

Ba Rack L

Series 63, Series 65

Los Angeles, CA

EFC Wealth Management Firm LLC

Ba Rack Little is a financial advisor at EFC Wealth Management Firm, LLC with two years of industry experience. Prior to joining EFC Wealth Management, Little worked at Northwestern Mutual in various capacities including wealth management and investment services. Outside of financial advising, Little is the sole owner of NGNS Global, a fitness and health consulting business. EFC Wealth Management provides discretionary asset management, financial planning, and retirement-plan services to individuals, business entities, and qualified retirement plans. The firm offers personalized investment programs and public educational seminars, serving a range of clients including high-net-worth individuals and corporate retirement plans.

Retirement income strategy General estate planning guidance Tax strategies for small businesses Debt management Government Employee Founder/Business Owner

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