EFC Wealth Management Firm LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
EFC Wealth Management Firm, LLC provides discretionary asset management, financial planning, and retirement plan advisory services to individuals and plan sponsors. The firm also offers educational seminars and a subscription "Jumpstart" coaching program intended for investors who do not yet qualify for full asset management services.
EFC builds investment programs around each client’s goals, time horizon, and risk tolerance and has authority to execute trades on a discretionary basis; it may engage sub‑advisors and third‑party managers (including platform arrangements) to implement model strategies. The firm describes use of fundamental, technical, and charting analysis, conducts periodic account reviews at least annually, and provides limited‑scope ERISA 3(21) fiduciary services for retirement plans.
Notable distinctions in the brochure include affiliated business activities that are uncommon among peers: the managing member operates an insurance agency and is a licensed real estate agent, and the firm discloses that representatives may receive external compensation from insurance and real‑estate transactions with related conflicts addressed through disclosure and stated mitigation procedures. EFC’s combination of public workshops, a lower‑asset subscription coaching offering, and routine use of sub‑advisors for portfolio implementation is presented as a focal part of its client service model.
Client services
Occupation focus
Fee options
$2,495 flat fee for full financial planning services
1.50% annually
External compensation received by representatives for insurance and real estate sales; specifics not stated
$400 per hour for limited scope financial planning
$99.00 per month for Jumpstart personal finance coaching subscription
Main office
5901 W Century Blvd, Suite 1516
Los Angeles CA 90045
Advisors at this office
3
Most active in
California · Florida · Georgia · Nevada · Texas · Virginia
Also doing business as
Efc Wealth Group, Inc. · Efc Wealth Management Firm LLC · Efc Wealth Management Firm, Inc. · Efc Wealth Management Firm, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Advisors at this firm
Dante S
Series 63, Series 65
Los Angeles, CA
EFC Wealth Management Firm LLC
Dante Sanchez is a financial advisor at EFC Wealth Management Firm LLC in Los Angeles, CA, with two years of industry experience. He holds Series 63 and Series 65 licenses and has previously worked at NYLIFE Securities LLC and New York Life Insurance Company. Sanchez is also a licensed insurance agent in multiple states, supplementing his financial planning services with accident, health, life, and variable insurance products when appropriate. EFC Wealth Management Firm, LLC provides discretionary asset management, financial planning, and retirement plan advisory services to individuals and plan sponsors. The firm employs fundamental, technical, and charting analysis, offers educational seminars and a subscription coaching program, and utilizes sub-advisors to implement model strategies tailored to clients’ goals and risk tolerance.
Cory C
Series 63, Series 65
Los Angeles, CA
EFC Wealth Management Firm LLC
Cory Chapman is a financial advisor with EFC Wealth Management Firm, LLC, holding Series 63 and Series 65 licenses and 28 years of industry experience. He has held various roles since 2003, including leadership at EFC Wealth Group and work with multiple firms in advisory and consulting capacities. Outside of advisory work, Chapman provides personal development coaching through seminars, audios, books, and speaking events, and teaches a free financial education program at Pepperdine University. EFC Wealth Management Firm, LLC offers discretionary asset management, financial planning, and retirement plan advisory services to individuals and plan sponsors. The firm employs fundamental, technical, and charting analysis, uses sub-advisors for portfolio implementation, and provides educational seminars plus a subscription coaching program for investors not yet qualifying for full asset management.
Ba Rack L
Series 63, Series 65
Los Angeles, CA
EFC Wealth Management Firm LLC
Ba Rack Little is a financial advisor at EFC Wealth Management Firm LLC with two years of industry experience. He holds Series 63 and Series 65 licenses and previously worked at Northwestern Mutual in various capacities. Outside of financial advising, he owns NGNS Global, a fitness and health consulting business. EFC Wealth Management Firm, LLC provides discretionary asset management, financial planning, and retirement plan advisory services to individuals and plan sponsors. The firm offers educational seminars and a subscription coaching program for investors who do not yet qualify for full asset management, utilizing fundamental, technical, and charting analysis as part of its investment approach.
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)