EFS Asset Management LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
EFS Asset Management LLC provides discretionary portfolio management to high-net-worth individuals through separately managed accounts, advising across equities, fixed income (including corporate, municipal, sovereign bonds, and preferred stock), ETFs, mutual funds, REITs, MLPs, and certain structured products. The firm charges negotiable, asset-based advisory fees and tailors its services to each client’s objectives, risk tolerance, time horizon, and any written investment restrictions.
The firm’s investment process combines continuous macroeconomic analysis with security-level selection and ongoing account monitoring, and it operates with discretionary trading authority subject to client-imposed limits. With written client authorization, strategies may include the use of margin and short selling and participation in IPO allocations, all of which the brochure identifies as material risks and require specific client consent.
EFSAM is a single-advisor practice managing roughly $70 million for a compact client base, which indicates relatively high assets per account and a focus on high-net-worth relationships; client assets are held with unaffiliated custodians rather than by the firm. The firm documents and addresses potential conflicts through a written Code of Ethics, monitored personal trading, pro-rata IPO allocation policies, and procedures for rare, fully documented principal transactions to provide liquidity.
Client services
Expertise
Fee options
0.4% to 2.0% annually, negotiable based on account size, relationship, and strategy
Account minimum: $500,000 (may accept smaller accounts at discretion)
Main office
2608 Hibernia St., Suite 104
Dallas TX 75204
Advisors at this office
1
Most active in
Texas
Also doing business as
Belmont Advisors, Inc. · Belmont Global Advisors · Belmont Global Advisors, Inc. · Efs Asset Management LLC · Five Keys Capital Advisors Inc.
Disclosures
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Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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