EGI Financial, Inc. logo

EGI Financial, Inc.

Updated today

Client AUM

$348,658,870

Clients

292

Advisors

9

of 9 employees

About

EGI Financial, Inc. is a state-registered investment adviser that provides discretionary and non‑discretionary money management, retirement plan advisory services, and occasional financial planning and portfolio or insurance reviews to individuals, high‑net‑worth clients, businesses, retirement plans, trusts, estates and charitable organizations. The firm manages publicly traded equities, fixed income, mutual funds/ETFs and options and charges asset‑based advisory fees.

The firm frames its process as a Money Management Philosophy that emphasizes quality, growth and value, diversification and a long‑term outlook, with investments typically held a minimum of three years. EGI combines fundamental, technical and intangible analysis with a proprietary asset allocation model that categorizes holdings by “expectations” (growth, income, stability, speculation, market correlation) to guide suitability and risk management.

EGI is affiliated with a FINRA broker‑dealer (American Heritage Securities) and an affiliated registered investment adviser (JCT/Alpha Asset Management), and all of its investment adviser representatives are also Series 7 registered representatives employed by the broker‑dealer; the firms share office space and personnel and use Wells Fargo’s Private Investment Management (PIM) platform for a material portion of assets. The firm is also licensed as an insurance agency in Ohio and occasionally sells insurance products separate from its fee‑only advisory practice, and it markets under the trade name American Heritage Financial.

Client services

Financial planning Portfolio management

Expertise

Retirement plans for business owners (SEP, solo 401k) Wealth management Retirement income strategy Active portfolio management

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Fee options

Percentage

$0 - $500,000: 1.25% (Money Management Services) $500,001 - $1,500,000: 1.10% (Money Management Services) $1,500,001 - $3,000,000: 0.95% (Money Management Services) $3,000,001+: 0.80% (Money Management Services) $0 - $500,000: $5,000 annually (Retirement Plan Services) $500,001+: 0.65% annually (Retirement Plan Services) $0 - $250,000: 3.00% (PIM advisory services) $250,001 - $1,000,000: 2.50% (PIM advisory services) $1,000,001+: 2.00% (PIM advisory services)

Project-based

Up to $250 per hour for occasional additional services such as financial planning, portfolio review, insurance review, budgeting, etc.

Other

Account minimum: $250,000 Minimum fee: Minimum annual fee of $600 for Money Management services; minimum annual fee of $5,000 for Retirement Plan Services; minimum annual fee of $750 for PIM advisory services. Fee-only: Fee-only investment advisory business; no commissions charged by EGI Financial, Inc.

Main office

50 S Main St, Suite 1210

Akron OH 44308

Advisors at this office

9

Most active in

Massachusetts · Ohio

Also doing business as

American Heritage Financial · Egi Financial, Inc. · Sara Gibbs Wealth Management · Team 3 Gen

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Brian W

Series 63, Series 65

Akron, OH

EGI Financial, Inc.

Brian Weinreich is a financial advisor with EGI Financial, Inc. in Akron, Ohio, holding Series 63 and Series 65 licenses and bringing 27 years of industry experience. He has been with EGI Financial and American Heritage Securities since 2009. EGI Financial, Inc. provides discretionary and non-discretionary money management, retirement plan advisory services, and occasional financial planning to individuals, high-net-worth clients, businesses, and charitable organizations. The firm employs a money management philosophy focused on quality, growth, value, diversification, and a long-term outlook, using a proprietary asset allocation model to guide suitability and risk management.

Retirement plans for business owners (SEP, solo 401k) Wealth management Retirement income strategy Active portfolio management
user avatar

Edgar I

Series 63, Series 65

Akron, OH

EGI Financial, Inc.

Edgar Ingraham is a financial advisor at EGI Financial, Inc. in Akron, Ohio, with 43 years of industry experience. He holds Series 63 and Series 65 licenses and has been associated with American Heritage Securities, Inc. since 1992. EGI Financial, Inc. is a state-registered investment adviser serving individuals, high-net-worth clients, businesses, retirement plans, trusts, estates, and charitable organizations. The firm offers discretionary and non-discretionary money management, retirement plan advisory services, and occasional financial planning, using a Money Management Philosophy that emphasizes quality, growth, value, diversification, and a long-term outlook.

Retirement plans for business owners (SEP, solo 401k) Wealth management Retirement income strategy Active portfolio management
user avatar

Robert B

Series 63, Series 65

Akron, OH

EGI Financial, Inc.

Robert Berry is a financial advisor at EGI Financial, Inc. with 48 years of industry experience. He holds Series 63 and Series 65 designations and has previously worked at American Heritage Securities Inc. and Stifel, Nicolaus & Company, Incorporated. Berry is involved with the Acacia Park Cemetery Endowment Fund. EGI Financial, Inc. provides discretionary and non-discretionary money management, retirement plan advisory services, and occasional financial planning to individuals, high-net-worth clients, businesses, retirement plans, trusts, estates, and charitable organizations. The firm employs a Money Management Philosophy that emphasizes quality, growth, value, diversification, and a long-term investment horizon.

Retirement plans for business owners (SEP, solo 401k) Wealth management Retirement income strategy Active portfolio management
user avatar

Tyler K

Series 63, Series 65

Akron, OH

EGI Financial, Inc.

Tyler Krummel is a financial advisor at EGI Financial, Inc. in Akron, Ohio, with 11 years of industry experience. He holds Series 63 and Series 65 licenses and has been with EGI Financial and American Heritage Securities since 2015. EGI Financial, Inc. is a state-registered investment adviser serving individuals, high-net-worth clients, businesses, retirement plans, trusts, estates, and charitable organizations. The firm employs a money management philosophy focused on quality, growth, value, diversification, and a long-term outlook, using a proprietary asset allocation model to guide suitability and risk management.

Retirement plans for business owners (SEP, solo 401k) Wealth management Retirement income strategy Active portfolio management
user avatar

Kenneth R

CFP®, Series 63, Series 65

Akron, OH

EGI Financial, Inc.

Kenneth Reeves is a CFP® professional with 38 years of industry experience, currently serving at EGI Financial, Inc. He previously worked at American Heritage Securities and Stifel Nicolaus & Co. Inc. Outside of his advisory role, he is co-owner of Mountain Creek Tree Farm and serves as chairman of the board for the Charles R Elmer Scholarship Foundation. EGI Financial, Inc. provides discretionary and non-discretionary money management, retirement plan advisory services, and financial planning to individuals, high-net-worth clients, businesses, and charitable organizations. The firm employs a Money Management Philosophy that combines fundamental, technical, and intangible analysis with a proprietary asset allocation model emphasizing quality, growth, value, diversification, and a long-term investment horizon.

Retirement plans for business owners (SEP, solo 401k) Wealth management Retirement income strategy Active portfolio management
user avatar

Diane S

Series 63

Akron, OH

EGI Financial, Inc.

Diane Spencer is a financial advisor at EGI Financial, Inc. with 49 years of industry experience. She holds a Series 63 designation and has worked at American Heritage Securities Inc. since 2018, following a nine-year tenure at Stifel, Nicolaus & Company, Incorporated. EGI Financial, Inc. is a state-registered investment adviser serving individuals, high-net-worth clients, businesses, retirement plans, trusts, estates, and charitable organizations. The firm offers discretionary and non-discretionary money management and retirement plan advisory services, employing a Money Management Philosophy that integrates fundamental, technical, and intangible analysis with a proprietary asset allocation model focused on quality, growth, value, diversification, and long-term investment horizons.

Retirement plans for business owners (SEP, solo 401k) Wealth management Retirement income strategy Active portfolio management
user avatar

Michael P

Series 66

Akron, OH

EGI Financial, Inc.

Michael Prescott is a financial advisor at EGI Financial, Inc. with 25 years of industry experience. He holds a Series 66 designation and has worked at American Heritage Securities since 2002. Outside of finance, he has been involved in his family barbershop business, Prescott Bros. Haircutting, for over three decades and continues to work there on Saturdays, planning to phase this out within the next year. EGI Financial, Inc. is a state-registered investment adviser serving individuals, high-net-worth clients, businesses, retirement plans, trusts, estates, and charitable organizations. The firm employs a money management philosophy focused on quality, growth, value, diversification, and a long-term outlook, combining fundamental, technical, and intangible analysis with a proprietary asset allocation model.

Retirement plans for business owners (SEP, solo 401k) Wealth management Retirement income strategy Active portfolio management
user avatar

Sara G

Series 63, Series 65

Akron, OH

EGI Financial, Inc.

Sara Gibbs is a financial advisor with EGI Financial, Inc. in Akron, OH, holding Series 63 and Series 65 licenses and bringing 39 years of industry experience. She has worked at EGI Financial since 2019 and previously spent 13 years with Prospera Financial. Sara serves as a trustee for the Kurger Trust. EGI Financial, Inc. is a state-registered investment adviser that provides money management, retirement plan advisory services, and financial planning to individuals, high-net-worth clients, businesses, trusts, estates, and charitable organizations. The firm employs a Money Management Philosophy focused on quality, growth, value, diversification, and a long-term outlook, using a proprietary asset allocation model to guide suitability and risk management.

Retirement plans for business owners (SEP, solo 401k) Wealth management Retirement income strategy Active portfolio management
user avatar

Brian V

Series 66

Akron, OH

EGI Financial, Inc.

Brian Vincelette is a financial advisor with EGI Financial, Inc. in Akron, OH, holding a Series 66 designation and 17 years of industry experience. He has worked at EGI Financial since 2014 and has concurrent roles at American Heritage Securities Inc, Bank of America, NA, and Merrill Lynch dating back to 2008. EGI Financial, Inc. is a state-registered investment adviser serving individuals, high-net-worth clients, businesses, retirement plans, trusts, estates, and charitable organizations. The firm offers discretionary and non-discretionary money management, retirement plan advisory services, and occasional financial planning, employing a Money Management Philosophy that combines fundamental, technical, and intangible analysis with a proprietary asset allocation model focused on long-term holdings.

Retirement plans for business owners (SEP, solo 401k) Wealth management Retirement income strategy Active portfolio management
View complete list of advisors at this firm
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