EGI Financial, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
EGI Financial, Inc. is a state-registered investment adviser that provides discretionary and non‑discretionary money management, retirement plan advisory services, and occasional financial planning and portfolio or insurance reviews to individuals, high‑net‑worth clients, businesses, retirement plans, trusts, estates and charitable organizations. The firm manages publicly traded equities, fixed income, mutual funds/ETFs and options and charges asset‑based advisory fees.
The firm frames its process as a Money Management Philosophy that emphasizes quality, growth and value, diversification and a long‑term outlook, with investments typically held a minimum of three years. EGI combines fundamental, technical and intangible analysis with a proprietary asset allocation model that categorizes holdings by “expectations” (growth, income, stability, speculation, market correlation) to guide suitability and risk management.
EGI is affiliated with a FINRA broker‑dealer (American Heritage Securities) and an affiliated registered investment adviser (JCT/Alpha Asset Management), and all of its investment adviser representatives are also Series 7 registered representatives employed by the broker‑dealer; the firms share office space and personnel and use Wells Fargo’s Private Investment Management (PIM) platform for a material portion of assets. The firm is also licensed as an insurance agency in Ohio and occasionally sells insurance products separate from its fee‑only advisory practice, and it markets under the trade name American Heritage Financial.
Client services
Expertise
Fee options
$0 - $500,000: 1.25% (Money Management Services) $500,001 - $1,500,000: 1.10% (Money Management Services) $1,500,001 - $3,000,000: 0.95% (Money Management Services) $3,000,001+: 0.80% (Money Management Services) $0 - $500,000: $5,000 annually (Retirement Plan Services) $500,001+: 0.65% annually (Retirement Plan Services) $0 - $250,000: 3.00% (PIM advisory services) $250,001 - $1,000,000: 2.50% (PIM advisory services) $1,000,001+: 2.00% (PIM advisory services)
Up to $250 per hour for occasional additional services such as financial planning, portfolio review, insurance review, budgeting, etc.
Account minimum: $250,000 Minimum fee: Minimum annual fee of $600 for Money Management services; minimum annual fee of $5,000 for Retirement Plan Services; minimum annual fee of $750 for PIM advisory services. Fee-only: Fee-only investment advisory business; no commissions charged by EGI Financial, Inc.
Main office
50 S Main St, Suite 1210
Akron OH 44308
Advisors at this office
9
Most active in
Massachusetts · Ohio
Also doing business as
American Heritage Financial · Egi Financial, Inc. · Sara Gibbs Wealth Management · Team 3 Gen
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
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