EGSI Investment Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$89,548,654
This total excludes 32 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
217
9% high-net-worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
217
Very HighAverage account size
$412,667
About
EGSI provides financial planning, consulting and discretionary investment management to individuals, trusts, estates, businesses, non-profit and institutional public fund clients. The firm also offers retirement-plan consulting and services to trustees and investment committees, including acting in 3(21) and 3(38) fiduciary capacities and supporting participant-directed plans.
The firm manages portfolios using a top-down framework informed by fundamental, technical and cyclical analysis and offers model portfolios ranging from capital preservation to aggressive growth, allocating among mutual funds, ETFs, options and individual securities. EGSI tailors portfolios to client objectives, may use Independent Managers for model recommendations while retaining execution discretion, and conducts ongoing supervision with at least quarterly account reviews.
EGSI is notable for a high client load for a single-advisor firm — the brochure reports 217 clients with roughly $91.1 million in discretionary assets under management and about $133.2 million under advisement — and for combining investment advisory services with licensed insurance activities. The firm’s supervised persons sell commissionable insurance products and EGSI provides pension and profit-sharing plan services and fiduciary support to plan sponsors, a combination of offerings that is relatively uncommon among independent, solo advisers.
Client services
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Expertise
Retirement plans for business owners (SEP, solo 401k)
Wealth management
Tax strategies for small businesses
Charitable giving & philanthropy
Occupation focus
Founder/Business Owner
Retired
Fee options
Fixed fees for financial planning and consulting services, historically ranging from $500 to $15,000; flat fees for annual updates range from $500 to $2,500.
0.25% to 2.00% annually, varies by portfolio size, composition, services provided, and individual advisor; maximum fee not to exceed 3.00% annually
Certain supervised persons offer insurance products under a separate commission-based arrangement.
Account minimum: $50,000 Minimum fee: Financial planning and consulting fees historically ranged from $500 to $15,000; flat fees for annual updates range from $500 to $2,500; fees are negotiable and may be offset against investment management fees. Fee-only: Financial planning and consulting on a fixed fee basis; fees negotiable, historically ranged from $500 to $15,000, with annual update fees from $500 to $2,500.
Main office location
EGSI Investment Management
5100 Parkcenter Ave, Suite 120
Dublin OH 43017, United States
Number of offices
1
Most active in
EGSI Investment Management has reported serving >5 clients in these states in the last 12 months.
Ohio
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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