Elements 5 Investment Management
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Elements 5 Investment Management serves individuals, families, trusts, estates, family offices and business owners, providing personalized financial planning, discretionary investment management, and project-based financial consulting. The firm places particular emphasis on business-owner clients — including owners of S‑corporations, single‑member and co‑owned LLCs, sole proprietors, independent contractors, entrepreneurs and retirees starting or transitioning into small businesses.
The firm’s investment approach is centered on strategic asset allocation documented in an Investment Policy Statement, with an emphasis on diversification and low‑cost mutual funds and exchange‑traded products; quantitative and technical tools are used only on a supplemental basis. Portfolios are tailored and may include individual securities, factor‑based (smart‑beta) exposures, closed‑end funds, ETNs and, where appropriate, options strategies, with periodic rebalancing and ongoing reviews.
A distinctive feature of the practice is that the firm’s principal is a licensed attorney and registered U.S. patent attorney who is employed outside the advisory business; the firm does not provide legal services through its advisory practice. As a single‑advisor, fee‑only firm with a modest discretionary asset base and a limited client roster, it combines comprehensive planning and customized investment management for clients with business and transition-focused needs and subscribes to voluntary fiduciary best‑practice standards.
Client services
Expertise
Occupation focus
Demographic focus
Fee options
Financial planning fees ranging from $5,000 minimum to $16,000 depending on complexity; fixed flat fees possible for combined planning and investment management services
$0 - $500,000: $5,000 annually (minimum flat fee) $500,001 - $1,000,000: 1.00% annually $1,000,001+: Up to 1.00% annually (negotiable)
Financial consulting fee of $400 per hour
Annual retainer fee for ongoing financial planning services, minimum $5,000
Minimum fee: Minimum quarterly fee of $1,250 ($5,000 annually) for investment management services and basic financial planning Fee-only: Fees only, no commissions or referral fees; includes fixed fees, hourly fees, and AUM fees
Main office
Bridgewater NJ
Advisors at this office
1
Most active in
New Jersey
Also doing business as
Elements 5 Investment Management · Elements 5 Investment Management, LLC
Disclosures
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Business activities & affiliations
Is active or affiliated with:
Lawyer
They provide legal services, typically billed separately.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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