Elevate Wealth Advisors, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$19,129,634
Clients
71
Advisors
4
across 2 offices
About
Elevate Wealth Advisors, LLC is a state‑registered investment adviser that provides discretionary investment management, portfolio trading, and rebalancing for individual and high‑net‑worth clients; it also offers assets‑under‑advisement services in some circumstances. The firm manages separate accounts and, when appropriate, recommends participation in private investment vehicles it manages.
Elevate emphasizes an active, adaptive approach grounded primarily in fundamental analysis while tailoring portfolios to each client’s objectives and allowing reasonable, written investment restrictions; it generally exercises day‑to‑day discretionary authority. The firm may use hedging and derivatives strategies (including options, ETFs, futures) and may employ leverage as authorized by clients, with periodic reviews and rebalancing.
Distinctive relative to many team‑category peers, Elevate serves as investment manager to a pooled private fund through an affiliated general partner and implements an ETF call‑option long/short strategy to generate option premium income, receiving management and performance allocations; fund participation is limited to accredited investors and recommended on a non‑discretionary basis with full disclosure and counsel recommendations to address conflicts. The firm’s formation as a joint venture and current ownership by an affiliated financial and insurance services company — whose principals are licensed insurance agents — creates an uncommon affiliation for a firm of this size, although the advisory entity states it does not transact insurance products.
Client services
Expertise
Fee options
$0 - $1,000,000: 1.00% $1,000,001 - $5,000,000: 0.80% $5,000,001 - $10,000,000: 0.65% $10,000,000+: 0.50%
Up to 20% of net profits in private investment vehicles managed by the firm.
Assets Under Advisement service at $50/month.
Main office
See office4675 Macarthur Court, Suite 1430
Newport Beach CA 92660
Advisors at this office
3
Offices (2)
Most active in
California · Delaware · Texas · Wyoming
Also doing business as
Elevate Financial & Insurance Services, LLC · Elevate Wealth Advisors, LLC · Spearhead Advisors, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Jack J
Series 65
Newport Beach, CA
Elevate Wealth Advisors, LLC
Jack Jentz is a financial advisor at Elevate Wealth Advisors, LLC in Newport Beach, CA, holding a Series 65 credential. He has been with Elevate Wealth Advisors since 2025 and is also associated with Elevate Financial Partners, LLC. Jentz has a background as a student at UC Santa Barbara and has experience volunteering at the Indianapolis Community Center. Elevate Wealth Advisors, LLC provides discretionary investment management, portfolio trading, and rebalancing services for individual and high-net-worth clients, focusing on an active, adaptive investment approach based primarily on fundamental analysis. The firm manages separate accounts and offers access to private investment vehicles, including a pooled private fund employing an ETF call-option long/short strategy.
James T
Series 63, Series 65
Newport Beach, CA
Elevate Wealth Advisors, LLC
James Thornton is a financial advisor at Elevate Wealth Advisors, LLC with five years of industry experience. He holds the Series 63 and Series 65 designations and has worked in various roles at firms including Park Avenue Securities, Northwestern Mutual, and Elevate Capital Group. Thornton is also the Chief Financial Planner at Elevate Financial & Insurance Services, LLC. Elevate Wealth Advisors, LLC is a state-registered investment adviser serving individual and high-net-worth clients with discretionary investment management, portfolio trading, and rebalancing. The firm employs an active, adaptive approach focused on fundamental analysis and offers tailored portfolios, including the management of a pooled private fund using an ETF call-option long/short strategy.
Jason R
Series 66
Newport Beach, CA
Elevate Wealth Advisors, LLC
Jason Rotman is a financial advisor at Elevate Wealth Advisors, LLC with four years of industry experience. He holds a Series 66 designation and has previously worked at Park Avenue Securities, Guardian Life Insurance, and other financial firms. Outside of his advisory role, he is also involved with Elevate Financial & Insurance Services, LLC as an insurance agent. Elevate Wealth Advisors, LLC is a state-registered investment adviser serving individual and high-net-worth clients with discretionary investment management and portfolio services. The firm employs an active, fundamental analysis-based approach and offers specialized strategies, including a private fund with an ETF call-option long/short strategy for accredited investors.
Michael T
Series 65
Newport Beach, CA
Elevate Wealth Advisors, LLC
Michael Thibodeaux is a financial advisor with Elevate Wealth Advisors, LLC in Newport Beach, CA. He holds a Series 65 designation and has been working in the financial services industry since 2020, including roles at World Financial Group and Elevate Financial Partners. Elevate Wealth Advisors, LLC provides discretionary investment management and portfolio trading for individual and high-net-worth clients. The firm employs an active, adaptive investment approach focused on fundamental analysis and offers participation in a private fund utilizing an ETF call-option long/short strategy.
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