Eliot Finkel Investment Counsel, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$180,772,719
Clients
71
Advisors
1
of 3 employees
About
Eliot Finkel Investment Counsel, LLC advises individuals (including high-net-worth clients), pension and profit-sharing plans, trusts, and charitable organizations through separately managed accounts. The firm provides discretionary portfolio management of stocks and bonds and offers retirement-rollover advice, delivering written disclosures and quarterly performance reports.
The investment approach is value-oriented and focused on income and safety, using broad economic analysis and fundamental company research to favor dividend-paying and income-generating securities for long-term holdings. As an independent, fee-only fiduciary the firm manages accounts on a discretionary basis, reconciles brokerage statements regularly, and communicates with clients according to their preferences.
Noteworthy features include the firm’s disclosure that it permits borrowing in separately managed accounts — a practice uncommon among peers — and that it will, on rare occasions, facilitate intraclient bond swaps at midpoint pricing when liquidity is limited. The firm is small and longstanding, led by a sole adviser with CFA credentials, does not take custody of client assets, and maintains a $500,000 account minimum (subject to waiver).
Client services
Expertise
Fee options
$0 - $500,000: 1.25% $500,000 - $1,000,000: 1.00% $1,000,000 - $3,000,000: 0.75% $3,000,000+: 0.50%
Account minimum: $500,000 Fee-only: Fee-only Registered Investment Adviser; fees billed quarterly in advance based on assets under management.
Main office
9401 Wilshire Boulevard, Suite 830
Beverly Hills CA 90212
Advisors at this office
1
Most active in
California · Texas
Also doing business as
Ef Invest · Eliot Finkel Investment Counsel, LLC · Eliot Finkel Investment Counsel, Llp · Finkel Eliot Michelow
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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