Eliot Rose Wealth Management, LLC
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About
Eliot Rose Wealth Management serves individuals approaching retirement, current retirees, and families focused on legacy planning, offering comprehensive financial planning and discretionary asset management. The firm structures client relationships around a planning-first process that leads into portfolio implementation across equities, fixed income, mutual funds, ETFs, and interval funds.
Investment decisions are personalized from the financial plan and executed through diversified, strategic asset allocation with attention to asymmetric risk profiles, ongoing monitoring, and periodic rebalancing. The firm integrates third‑party service providers (including AdvicePay for planning payments) and discloses that some vendors use artificial intelligence and machine learning components, which the firm periodically reviews for controls and data accuracy.
Compared with peers, Eliot Rose notes the use of client testimonials in its advertising, an uncommon practice among similar supported firms. It also emphasizes a specific “leap year” focus on clients within roughly 12 months of retirement, maintains a typical account minimum of $1,000,000, and incorporates interval funds and formal oversight of AI‑enabled providers into its operating model.
Client services
Expertise
Occupation focus
Demographic focus
Fee options
$5,400 flat fee for financial planning services, payable in two installments
$0 - $499,999: 1.25% per annum $500,000 - $1,999,999: 1.00% per annum $2,000,000 - $3,999,999: 0.75% per annum $4,000,000 - $4,999,999: 0.65% per annum $5,000,000+: 0.50% per annum
Account minimum: $1,000,000
Main office
10 Dorance Street, Suite 700
Providence RI 02903
Advisors at this office
1
Most active in
Connecticut · Florida · Massachusetts · New Hampshire · New York · Rhode Island · Texas
Also doing business as
Eliot Rose Asset Management, LLC · Eliot Rose Wealth Management · Eliot Rose Wealth Management, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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