Ellen Powers Consulting Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides consulting and subadvisory services to a single registered investment adviser and does not maintain independent individual client accounts. Its brochure states it no longer accepts clients directly and does not have custody of client assets.
When acting as a subadviser the firm follows the primary adviser's methods of analysis and investment strategies and reviews accounts according to the primary adviser's procedures. The firm does not select broker-dealers for client transactions, does not vote client securities, and does not accept discretionary authority to manage accounts.
Unlike many peers in the investment-manager category, the firm does not maintain a fee schedule or indicate the use of percentage-of-assets-under-management fees, and its business model is focused on consulting and subadvisory work rather than direct asset management. The firm is controlled by a single supervised principal who holds the CFA designation and whose consulting agreement provides for referral-related compensation beyond base fees, and the brochure emphasizes availability of written disclosures and compliance materials on request.
Client services
Main office
Rockland DE
Advisors at this office
1
Most active in
Delaware · Pennsylvania
Also doing business as
Ascend Capital Management, Inc. · Ascend Investment Management · Ascend Investment Management, Inc. · Ellen Le · Ellen Powers · Ellen Powers Consulting · Ellen Powers Consulting Inc. · Ellen Powers Le · Www.Ascendinvmgt.Com
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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