Fairfield, IA Office

Ellevity Capital provides discretionary investment management primarily to individuals — including high‑net‑worth and other qualified clients — and to pooled investment vehicles. Services are focused on actively managed separate accounts and a private fund for which the firm acts as adviser, rather than broader financial planning or retirement advisory services.

The firm’s investment approach centers on income‑oriented, actively managed strategies that combine a base of preferred and high‑yield equity securities with options trading; specifically, a Market Neutral Options strategy that sells index option spreads and a Defensive strategy that emphasizes preferred securities. Portfolio construction and trade decisions draw on both fundamental credit and balance‑sheet analysis and technical/momentum indicators, and management uses derivatives and portfolio‑margined option spreads in client accounts under discretionary authority.

What is noteworthy for a firm of this size is the combination of roles and tools: Ellevity Capital advises a private pooled vehicle, charges performance‑based fees on its options strategy for qualified clients, and routinely uses derivatives within separately managed accounts — features that are uncommon among similarly supported firms. The firm operates with a small advisory team and a limited client base while emphasizing continuous monitoring and block/omnibus trading to manage execution and allocation across its clients and the fund.