Elliot Investment Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Elliot Investment Management is an independent registered investment adviser that provides ongoing investment supervisory services to individuals and high‑net‑worth individuals. The firm prepares an Investment Policy Statement for each client and manages portfolios across mutual funds, equities, bonds, fixed income, ETFs, and—when appropriate—real estate, insurance products (including annuities) and private placements, charging fees based on assets under management.
The firm combines fundamental, technical, and charting analysis and employs long‑term and short‑term trading as well as options writing (including covered, uncovered, and spreading strategies) as part of its investment toolkit. For clients who engage ongoing supervision, the adviser typically operates with discretionary trading authority, documents client goals and risk tolerances in the Investment Policy Statement, conducts at least weekly reviews, and provides monthly account statements from the custodian.
Noteworthy aspects relative to peers include a small client roster (about 19 clients) with roughly $45.7 million in assets under management, resulting in comparatively large average account sizes and more concentrated client relationships. The firm requires clients to use its recommended custodian rather than accepting client‑directed brokerage, does not participate in wrap‑fee programs, does not accept outside compensation for product sales, and utilizes option‑writing strategies that can carry higher risk than many similar independent advisers.
Client services
Expertise
Fee options
0.50% - 2.00% (negotiable)
Account minimum: $100,000 (may be waived) Fee-only: Annual fees ranging from 0.50% to 2.00% of assets under management, negotiable
Main office
Summit NJ
Advisors at this office
1
Most active in
New Jersey
Also doing business as
Elliot Investment Management Limited Liability Company · Elliot Investment Management, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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