E
Elliott Financial, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$22,583,179
Clients
43
0% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
43
HighAverage account size
$525,190
About
Elliott Financial serves primarily working‑class individuals and their families, with a small number of self‑employed clients and a few clients who have significant investable assets. The firm offers fee‑only financial planning and ongoing investment advisory services, designing diversified portfolios that primarily use no‑load mutual funds and exchange‑traded funds.
The sole adviser follows a fundamental, long‑term investment approach that subscribes to the weak form of the efficient market hypothesis and rejects market timing and technical analysis. Portfolios are tailored to each client’s goals, risk tolerance, time horizon, cash‑flow and tax considerations, with an emphasis on broad diversification rather than short‑term speculation.
Distinctively, the firm generally does not base its compensation on a percentage of assets under management and instead establishes fees in advance based on the estimated time needed to deliver services. The adviser discloses personal ownership of many recommended funds, does not use large language models for planning, manages client accounts individually rather than aggregating trades, and does not participate in wrap‑fee programs or accept commissions.
Client services
Financial planning
Portfolio management
Expertise
General retirement planning
Cash flow / budgeting
Occupation focus
Retired
Self-Employed
Demographic focus
Mid-Career Professionals
Parents
Fee options
$240 per hour for financial planning services.
Fee-only: Fee-only basis with fees negotiated in advance; total fees will not exceed 2% annually of assets under management.
Main office location
Elliott Financial, LLC
Pacific Grove CA, United States
Number of offices
1
Most active in
Elliott Financial, LLC has reported serving >5 clients in these states in the last 12 months.
California · Colorado · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
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