Ellis Financial Solutions LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Ellis Financial Solutions LLC provides investment management, ongoing financial planning, and retirement plan consulting and management to individuals, high‑net‑worth clients, and employer plan sponsors. The firm discloses that it offers ERISA‑focused fiduciary services for retirement plans and reported $0 in discretionary and non‑discretionary assets under management as of December 31, 2025.
The firm’s investment process is built around an asset‑allocation framework informed by modern portfolio theory and employs a mix of passive and active mutual funds and ETFs; when appropriate it implements Schwab Model Portfolios and generally manages accounts on a discretionary basis with quarterly reviews. Clients receive written financial plans and the firm provides ongoing monitoring, model selection oversight, and implementation support for plan fiduciaries.
Ellis Financial Solutions’ brochure highlights several uncommon features for its peer group: a disclosed business connection to a bookkeeping and tax‑preparation firm (Ellis Bottom Line Bookkeeping) — noted as a potential conflict of interest with no referral compensation paid — and a stated allocation of up to 50% of the principal’s normal trading‑hour time to that activity. The firm also emphasizes pension consulting and the selection and evaluation of other advisers and vendors for retirement plans (including vendor searches, IPS development, and 3(38) investment manager services), services that are less common among investment‑manager peers.
Client services
Expertise
Fee options
Ongoing Financial Planning fees range from $500 to $5,000 paid quarterly in arrears; Annual updates fees range from $150 to $500 per update
$0+: 0.65% $0+: 0.35%
Fee-only: 0.65% annually for Wealth Management; 0.35% annually for Retirement Plan Consulting and Management
Main office
729 Main St
Longmont CO 80501
Advisors at this office
1
Most active in
Colorado
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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