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Elm Asset Management Inc.

Updated today

Client assets under management

$4,071,410

Clients

13

0% high-net-worth

Advisors

2

of 2 employees

Firm type

Supported

1-4 advisors or >$200M in AUM

Clients per advisor

7

Very Low

Average account size

$313,185

About

ELM Asset Management provides discretionary investment management to individuals, trusts, estates and charitable entities through separately managed accounts. The firm operates on a fee-only, percentage-of-AUM basis and generally requires a $250,000 account minimum (which it may waive), delivering account-level ownership rather than pooled vehicles.

Portfolios are constructed using a blend of analysis methods (charting, fundamental and technical analysis) and implemented via two core approaches: an actively traded growth strategy driven by an equity relative-value and market-timing model, and a more moderate income strategy focused on income-producing securities. The firm’s listed investment tools include exchange-listed and OTC securities, corporate debt, mutual funds and option contracts, and client accounts are reviewed periodically.

Notable distinctions include the firm’s small, owner-operated scale—two advisors managing roughly $5.9 million in discretionary AUM for a limited client base—which results in highly individualized account management. Also uncommon among peers, ELM employs derivatives (options) and uses borrowing within separately managed accounts, and it relies on a Schwab custody/clearing relationship that supports block trading and direct account execution.

Client services

Portfolio management

Expertise

Options & derivatives strategies Active portfolio management

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Fee options

Percentage

$0 - $250,000: 1.50% $250,000 - $750,000: 1.00% $750,000+: 0.50%

Other

Account minimum: $250,000 Minimum fee: Minimum quarterly fee of $200 Fee-only: Management fee only; no commissions or other compensation received

Main office location

Elm Asset Management Inc.

1121 Dallas Drive, Suite 1

Denton TX 76205, United States

Number of offices

1

Most active in

Texas

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Quick links

Advisors at this firm

user avatar

John M

Series 63

Denton, TX

Elm Asset Management Inc.

John Mccallon is a financial advisor at Elm Asset Management Inc. in Denton, TX, holding a Series 63 designation with 36 years of industry experience. He has been with Elm Asset Management since 1989. Elm Asset Management Inc. provides discretionary investment management for individuals, trusts, estates, pension and profit-sharing plans, as well as charitable organizations and corporate clients. The firm employs a combination of charting, fundamental and technical analysis, and cyclical trend assessment to implement growth and income strategies, with a notable use of borrowing and derivatives in client portfolios.

Options & derivatives strategies Active portfolio management
user avatar

Jeffrey R

Series 65

Denton, TX

Elm Asset Management Inc.

Jeffrey Rayburn is a financial advisor at Elm Asset Management Inc. in Denton, TX, holding a Series 65 designation with two years of industry experience. Prior to his current role, he worked at BT Americas, Inc. for 11 years. Outside of his advisory work, he owns and operates Tingewick Holdings, LLC, a part-time bookkeeping and tax services business for individuals and small businesses. Elm Asset Management Inc. provides discretionary investment management for individuals, trusts, estates, pension and profit-sharing plans, as well as charitable organizations and corporate clients. The firm employs a combination of charting, fundamental and technical analysis, and cyclical trend assessment to implement growth and income strategies, managing separately managed accounts with a focus on individualized client profiles and discretionary management.

Options & derivatives strategies Active portfolio management
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