A complete list of active advisors currently associated with Elm Wealth

Warmer can help you find a great advisor at Elm Wealth or one who fits your needs even better.

Elm Partners Management LLC (doing business as Elm Wealth) provides investment advisory and financial planning services to a range of clients including individuals, high‑net‑worth families, trusts, charitable organizations, businesses, investment companies and pooled investment vehicles. The firm serves as portfolio manager for separately managed accounts and as adviser or sub‑advisor to pooled vehicles, including an ETF listed as the Elm Market Navigator ETF (NYSE: ELM) and several private funds, one of which is an Insurance Dedicated Fund (IDF); some of the private funds are organized offshore and are not available to U.S. investors. The firm follows a rules‑based, dynamic asset allocation process that starts from a Baseline Portfolio of fifteen asset categories, evaluates each asset class roughly every seven days using valuation and momentum signals, and rebalances toward a target allocation on a monthly cadence using low‑cost funds and ETFs. Elm Partners also offers a lifetime investing and spending analysis service built on client onboarding surveys and modeling tools, and manages separately managed accounts subject to family‑level minimums (the brochure notes a $2,000,000 minimum, which may be lowered at the firm’s discretion). Elm Partners is notable among multi‑team firms for combining advisory roles across listed investment companies, private pooled vehicles and sub‑advisory arrangements—activities that are relatively uncommon for peers in its category. The brochure discloses two SEC settlement events (a June 2018 settlement for failure to file Form PF and a September 2023 settlement relating to the use of hypothetical performance information under the SEC’s marketing rule), and describes specific mitigations and policy changes the firm implemented in response to those events.

To learn more about the advisors currently working at Elm Wealth, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.