A complete list of active advisors currently associated with Embarcadero Capital Advisors, Inc.

Warmer can help you find a great advisor at Embarcadero Capital Advisors, Inc. or one who fits your needs even better.

Embarcadero Capital Advisors provides advisory services to individuals (including high‑net‑worth clients), trusts, estates, corporations and employee benefit plans, offering wrap‑fee portfolio management, retirement plan consulting, financial and estate planning, and tax planning and preparation. Like many peers, the firm generally charges asset‑based fees and manages accounts on a discretionary, open‑architecture basis. The firm’s investment approach emphasizes strategic, primarily long‑term portfolio management with the ability to employ short‑term tactical strategies as needed, using both fundamental and technical analysis and, in some cases, third‑party managers. Embarcadero also integrates tax‑aware advice into its wealth management process and employs IRS and state‑licensed tax preparers to support ongoing tax filing and representation. Distinctive aspects disclosed in its brochure include a Final Judgment by consent in an SEC enforcement action entered August 19, 2026 addressing prior misrepresentations about the firm’s founder and resulting in injunctive relief and monetary sanctions of $147,505.06. The firm is also a wrap‑fee program sponsor and retains legacy performance‑based fee accounts, offers periodic free educational seminars to the public, and its owner operates a separate business that provides insurance, tax preparation and estate‑planning services (a disclosed potential conflict of interest) while serving on a credit union board.

To learn more about the advisors currently working at Embarcadero Capital Advisors, Inc., click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.