EMC Capital Management, LLC logo

EMC Capital Management, LLC

Updated today

Client AUM

$146,904,948

Clients

17

Advisors

1

of 1 employees

About

EMC Capital Management, LLC is a fee-based SEC-registered investment adviser that provides discretionary investment management, participant-directed retirement plan advisory services, and acts as an adviser to private pooled investment vehicles. As of December 31, 2025 it reports managing approximately $218.9 million and generally serves high-net-worth individuals, qualified retirement plans, trusts and small businesses.

For separately managed accounts EMC typically implements passive, asset-class ETF portfolios grounded in Modern Portfolio Theory with a buy-and-hold, low-turnover approach and the occasional use of options; fixed income mandates may be managed directly or by a third-party fixed income manager. For its private fund strategies (notably the EMC Alpha Fund), investment selections are driven by a quantitative, factor-weighted process and the fund strategy may employ derivatives, short positions and leverage as part of its implementation.

What distinguishes the firm from many peers is its role as a sponsor and adviser to private pooled funds and its affiliation with an entity that serves as a general partner to those funds, creating side-by-side management of separate client accounts and pooled vehicles. EMC does not charge performance-based fees for its standard advisory accounts, but its affiliated private funds do employ performance-based incentive allocations subject to typical high-water mark provisions, and the firm operates with a small client base and a single-advisor structure relative to its asset size.

Client services

Portfolio management Pension consulting Selection of other advisers

Expertise

Passive / index investing Options & derivatives strategies Private / alternative investments

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Fee options

Percentage

$0 - $2 million: 1.00% $2 million - $5 million: 0.80% $5 million - $10 million: 0.60% $10 million+: 0.50%

Performance-based

Private funds charge 1.50% management fee plus 10% performance-based incentive allocation subject to high water mark; standard accounts do not charge performance fees

Other

Account minimum: $1,000,000 Minimum fee: $10,000 per year Fee-only: Annual fees based on AUM tiers as listed; no commissions; fees exclusive of brokerage and fund expenses

Main office

6363 Woodway Drive, Suite 763

Houston TX 77057

Advisors at this office

1

Most active in

Texas

Also doing business as

Emc Capital Management, LLC · Emc Wealth Management · Emc Wealth Management, LLC

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

View complete list of advisors at this firm
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