Emerald Waves Investments, LLC

Emerald Waves Investments, LLC provides fee-based investment advisory and portfolio management services to individuals and a range of institutional clients, including pension and profit‑sharing plans, trusts, estates, charitable organizations and corporate entities. As a solo independent registered firm, it manages approximately $4.16 million in discretionary assets for sixteen client relationships and integrates financial planning into its advisory services without providing a separate written plan.

The firm follows a tactical allocation philosophy and implements a long/short "RC Strategy" that requires active trading to maintain target allocations, using fundamental, technical and cyclical analysis. It invests across a broad set of instruments — including exchange‑listed and over‑the‑counter equities, foreign securities, corporate and municipal debt, mutual funds, government securities and options — and may employ cash positions, sector stock selections, and rebalancing to manage risk.

Distinctive features include the firm’s provision of portfolio management to institutional clients despite its small, single‑adviser structure — a practice that is uncommon among independent advisers. Emerald Waves operates on a discretionary basis, does not accept custody of client assets except for authorized fee deductions, and describes specific execution, order aggregation and ethical practices in its brochure.