EmeraldSpark Investments
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
EmeraldSpark provides personalized discretionary investment management and financial planning primarily for individual clients and also offers 401(k) plan investment advisement to plan sponsors and their participants. The firm typically engages with wealth management relationships that are generally at or above $250,000 and with plan advisory engagements that are generally at or above $1,000,000 in plan assets.
The firm’s investment process blends Modern Portfolio Theory with behavioral finance, focusing on strategic asset allocation, manager due diligence, and periodic tactical adjustments when research, transaction costs, and tax considerations support such moves. Client relationships are guided by written Investment Policy Statements and the firm uses third-party research (including Morningstar) as part of its quantitative and qualitative fund-selection process.
Compared with many peers, the firm is notable for its educational outreach: the principal regularly speaks at industry conferences, consults with the CFA Institute, and teaches as an adjunct professor, and the firm offers seminars/workshops and other educational resources. It also provides financial planning at no additional charge to clients who request it and gives plan participants the option to enroll in managed model portfolios at no extra cost.
Client services
Expertise
Fee options
$0 - $250,000: 1.00% $250,000 - $1,000,000: 0.75% $1,000,000 - $10,000,000: 0.50% $10,000,000+: 0.25%
Account minimum: $250,000 Minimum fee: $2,500 annual minimum fee, waivable Fee-only: Asset-based fee charged; financial planning included at no additional charge.
Main office
Winter Haven FL
Advisors at this office
1
Most active in
Illinois · Minnesota · Texas
Also doing business as
Emeraldspark Investments · Emeraldspark Investments, LLC
Disclosures
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Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
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Broker-dealer / trader
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Bank
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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