Emory Wealth LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Emory Wealth LLC is a small, independent advisory firm that serves individuals, high-net-worth clients, trusts, and estates and manages a modest number of client relationships. The firm offers discretionary asset management, financial planning, and may recommend independent third‑party investment managers to handle portions of client portfolios.
The firm typically takes discretionary authority and constructs portfolios around each client’s goals, time horizon and risk tolerance, using a mix of fundamental, technical, charting and cyclical analysis and, where appropriate, options and both short‑ and long‑term strategies. When third‑party managers are recommended, Emory conducts initial due diligence and ongoing monitoring but does not control the managers’ day‑to‑day investment decisions.
Noteworthy for a solo independent advisor, the firm’s principal also operates as an independent insurance agent and offers insurance products for separate compensation, a relationship the firm discloses as a potential conflict of interest. The firm also provides ERISA retirement plan services as a limited‑scope 3(21) fiduciary—assisting plan sponsors with investment policy development, option monitoring and participant education—which is a less common service offering among peers.
Client services
Expertise
Fee options
Fixed fee between $1,000 and $10,000 for financial planning based on complexity and client needs
$0 - $1,000,000: 1.50% $1,000,001 - $2,000,000: 1.00% $2,000,001 - $3,000,000: 0.75% $3,000,001+: 0.50%
$300 per hour for financial planning services if cancelled after 5 business days
Main office
Austin TX
Advisors at this office
1
Most active in
Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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