EMP Wealth Management LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
EMP Wealth Management LLC is a state‑registered independent investment adviser that provides discretionary investment management and written financial planning to individuals, high‑net‑worth clients, small businesses, Indian Tribes, and charitable organizations. The firm invests in publicly traded equities, fixed income, mutual funds, ETFs and options and prepares plans addressing retirement, estate, education, risk management and cash‑flow needs.
The firm follows a suitability‑driven, diversified approach that uses third‑party research and periodic (typically quarterly) account reviews while managing client accounts on a discretionary basis. It also provides a narrowly scoped ERISA Section 3(21) non‑discretionary advisory service for owner‑only corporate retirement and cash‑balance plans that use a Self‑Directed Brokerage Account (SDBA), offering macroeconomic commentary, allocation frameworks, and participant‑level buy/sell/hold recommendations while leaving trading control with plan trustees and participants.
What is distinctive about the firm is its regular work with less‑common client types—charitable organizations and Indian Tribes—and its offering of the specialized 3(21) SDBA service for owner‑only plans where the adviser does not select or monitor a curated core fund menu. The firm’s principal is also a licensed insurance agent who performs insurance activities on a limited basis (reported as less than five hours per month) and may receive insurance compensation for those services.
Client services
Occupation focus
Fee options
$0+: 0.85% annually for equity and balanced accounts $0+: 0.25% annually for short-term (less than one year maturity) fixed income $0+: 0.45% annually for long-term (more than one year maturity) fixed income
$175 per hour for financial planning services
Main office
Port Angeles WA
Advisors at this office
1
Most active in
Texas · Washington
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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