Empire Financial Group, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Empire Financial Group is a small, independent registered investment adviser that primarily provides discretionary investment management and financial planning for individual clients, and states it may in the future manage personal trusts, charitable foundations, pension plans, estates and corporations. Services described in the brochure include portfolio construction using individual equities, bonds, mutual funds, ETFs, master limited partnerships and private placements, plus written financial plans developed after in‑depth client interviews.
The firm follows a top‑down sector‑rotation strategy, favoring established, dividend‑paying companies and emphasizing tax efficiency through longer holding periods and infrequent trading. Research inputs include commercially available software, rating services and broker‑dealer research, and the firm may recommend private equity or debt investments when consistent with client objectives and liquidity constraints.
Noteworthy disclosures include an ADV amendment addressing the mechanics of quarterly fee billing and an explicit affiliation with an accounting practice: the owner is a licensed CPA who devotes a substantial portion (about 65%) of his time to that accounting business and serves some clients in both accounting and advisory capacities. The brochure also discloses the potential for conflicts when recommending private placements in which the adviser or family members may have interests or directorships, and it documents procedures for client disclosure and the voluntary nature of such investments.
Client services
Expertise
Fee options
Financial planning fixed fees typically range from $750 to $2,500
$0 - $150,000: 1.6% annually $150,001 - $250,000: 1.2% annually $250,001 - $500,000: 1.0% annually $500,001 - $1,000,000: 0.8% annually $1,000,001 - $1,500,000: 0.6% annually $1,500,001 - $2,000,000: 0.5% annually $2,000,001+: 0.4% annually
Investment management consultation: $150/hour; Financial planning: $200/hour
Account minimum: $50,000 Fee-only: Hourly fee: $150/hour for investment management consultation; Financial planning hourly fee: $200/hour
Main office
Orlando FL
Advisors at this office
1
Most active in
Florida
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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