A complete list of active advisors currently associated with Empire Financial Management Company, LLC

Warmer can help you find a great advisor at Empire Financial Management Company, LLC or one who fits your needs even better.

Empire Financial Management Company, LLC provides discretionary and non‑discretionary asset management and financial planning to a range of clients, including individual (non‑HNW and high‑net‑worth) investors, trusts, estates, corporations and other business entities. Services include separately managed accounts, the use of outside money managers and mutual funds, and periodic year‑end information to assist clients with tax reporting. The firm’s investment process centers on a tailored asset allocation that typically includes equities, fixed income and cash equivalents but may extend to commodities, real estate, foreign currencies, high‑yield debt and derivative strategies; the brochure notes the firm may employ concentrated positions, options, short selling and, in limited cases, leverage, each of which raises specific risks. Accounts are reviewed at least quarterly and the firm maintains a code of ethics and personal trading reporting to address conflicts of interest and monitor compliance. Distinctive features disclosed in the brochure include an affiliation with an SEC‑registered broker‑dealer through which the managing member is a registered representative and may receive commissions, and the ability to introduce orders to and custody assets with the affiliated broker‑dealer’s custodian—practices the firm identifies as potential conflicts of interest. The firm also notes it may provide services to other investment adviser clients and may use client brokerage (soft‑dollars) to obtain research and periodical subscriptions, practices that are less common among multi‑team peers.

To learn more about the advisors currently working at Empire Financial Management Company, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.