Empire Wealth Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Empire Wealth Management is an independent registered investment adviser that serves individuals, high net worth clients, businesses, charities, and small employer-sponsored retirement plans. The firm provides tailored portfolio management and financial planning services and manages approximately $2.55 million across a very small client base of 12 households.
Advice is personalized to each client’s goals, time horizon, and risk tolerance and can be delivered on either a discretionary or non-discretionary basis. The firm combines conventional approaches such as Modern Portfolio Theory and long-term purchases with technical analysis and generally recommends mutual funds, ETFs, individual stocks, bonds and government securities, while noting tax efficiency is not its primary focus.
Distinctive aspects include the firm’s small scale and low client count, which the adviser says limits opportunities to aggregate trades and contributes to a different operational profile than larger RIAs. The principal is also a licensed insurance agent who may recommend and place insurance products for commission (a disclosed conflict), and the firm requires partial advance payment for financial planning engagements.
Client services
Expertise
Fee options
$200 to $2,000 for financial planning services (negotiable depending on complexity and scope)
0.25% to 2% annually (negotiable depending on size and complexity)
$200 per hour (negotiable depending on complexity and scope)
Main office
5813 Red Setter Lane
Moseley VA 23120
Advisors at this office
1
Most active in
Virginia
Also doing business as
Empire Wealth Management · Empire Wealth Management, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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