Rock Springs, WY Office

Empirikal Partners is a team-based registered investment adviser that serves individual and high‑net‑worth clients, as well as trusts, estates, charitable organizations and businesses, offering discretionary asset management, ERISA retirement-plan advisory services, and hourly financial planning and consulting. The firm reports managing approximately $87.5 million for about 199 clients and operates with a team of roughly ten advisors across nine offices.

Portfolios are tailored to each client’s objectives, time horizon, and risk tolerance, with investment selection informed by fundamental analysis and a mix of long‑term holdings and trading as appropriate; the firm provides ongoing monitoring, quarterly account reviews, and non‑discretionary 3(21) plan advisory services including investment policy development. Financial planning engagements cover a range of topics (estate, tax, insurance, college planning, cash flow) and are billed on an hourly basis with deliverables typically completed within 30 days given timely documentation.

Noteworthy distinctions include the firm’s multi‑office footprint relative to its team size and disclosed affiliations that extend beyond advisory services: affiliated representatives act as licensed insurance agents and as registered representatives of a broker‑dealer, and the brochure discloses related outside compensation and conflicts of interest with policies intended to mitigate them. The firm’s ADV also discloses a material event — a 2018 FINRA arbitration involving promissory notes that resulted in an award of $253,736.24 (plus $6,750 to the panel) — and describes compliance controls such as a Code of Ethics, personal trading reviews, and custodian‑related disclosures.