Encompass Advisors, Ltd.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$46,727,644
Clients
48
31% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
48
HighAverage account size
$973,493
About
Encompass Advisors provides discretionary and non‑discretionary investment management and financial planning to individuals, high‑net‑worth clients, trusts, estates, and businesses, and advises on retirement accounts including ERISA/IRA rollovers. The firm manages approximately $46.7 million in client assets across about 48 client relationships and offers services such as customized asset allocation, periodic rebalancing, tax‑aware retention of legacy positions, and management of held‑away plan assets via a third‑party aggregation platform.
The firm’s investment approach is primarily long‑term and centered on diversified, low‑cost mutual funds and ETFs, while also using individual stocks, bonds and options as needed; security selection is informed by fundamental, technical, and cyclical analysis. Financial planning is offered on fixed‑fee or hourly terms, and the advisor treats rollover recommendations and retirement plan advice as fiduciary engagements, with ongoing monitoring and rebalancing of plan‑type accounts.
Distinctive aspects include its provision of institutional‑style services for plan and business assets—such as managing 401(k)/403(b) options through an account aggregation service—which is less common among firms of this size, and the principal’s professional credentials and training. The brochure discloses that the principal maintains an active CPA license and CFP certification and holds advanced legal and business degrees, while the firm also participates in an institutional custody program that supports execution, custody, and research resources.
Client services
Financial planning
Portfolio management
Expertise
Wealth management
Options & derivatives strategies
Occupation focus
Retired
Founder/Business Owner
Fee options
$200 to $8,000 fixed fee for financial planning services
$0+: up to 1.00% annually Held-away assets+: additional 0.25% annually (platform fee, not retained by Advisor)
$60 to $250 per hour for financial planning services
Account minimum: $500,000
Main office location
Encompass Advisors, Ltd.
10 Encompass Plaza
Brevard NC 28712, United States
Number of offices
1
Most active in
Encompass Advisors, Ltd. has reported serving >5 clients in these states in the last 12 months.
North Carolina
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
LinkedIn
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Website
828-884-8840
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