Englebert Financial Advisers, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$115,072,508
Clients
264
Advisors
3
of 3 employees
About
Englebert Financial Advisers provides discretionary and non‑discretionary portfolio management and financial planning services to a mix of clients, including individuals, trusts, corporations, defined contribution and defined benefit plans, charitable organizations, and state and municipal entities. The firm also offers needs‑based financial assessments, consulting, ERISA fiduciary services (including 3(21) and 3(38) arrangements), adviser‑managed annuities, and educational seminars or retirement workshops.
The firm’s investment process centers on a relative‑strength approach applied across a suite of model portfolios that range from very aggressive to very conservative, with allocations to external investment advisers, separate accounts, mutual funds, ETFs, individual securities, and options. Englebert uses risk‑management tools to move portfolios between “offense” and “defense,” may implement direct indexing strategies, and discloses the use of derivatives and options in separately managed accounts as part of its trading toolkit.
Distinctive features noted in the brochure include serving state and municipal clients and regularly offering seminars and workshops—services that are less common among peers—as well as using an account aggregation service (Pontera) to manage held‑away plan assets and providing assistance with securities‑backed lines of credit. The firm’s disciplinary disclosure describes a 2020 administrative matter in which it paid a $10,000 fine related to a registration oversight.
Client services
Expertise
Fee options
Consulting services fixed fees range between $2,000 and $75,000 depending on engagement scope; fees are negotiable
$0 - $1,000,000: 1.50% $1,000,001 - $3,000,000: 1.30% $3,000,001 - $5,000,000: 1.25% $5,000,001 - $10,000,000: 1.10% $10,000,001+: 1.00%
Up to $250 per hour for financial assessments and consulting services; additional consulting may be charged at $250 per hour if engagement exceeds initial scope
Main office
1275 Glenlivet Drive, Suite 335
Allentown PA 18106
Advisors at this office
3
Most active in
Florida · Pennsylvania · Texas · Virginia
Also doing business as
Englebert Financial Advisers, LLC · Englebert Financial Advisors, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Christopher E
Series 63, Series 65
Allentown, PA
Englebert Financial Advisers, LLC
Christopher Englebert is a financial advisor at Englebert Financial Advisers, LLC in Allentown, PA, holding Series 63 and Series 65 licenses with 15 years of industry experience. He previously worked at Beirne Wealth Consulting Services, LLC from 2014 to 2019 before joining his current firm in 2019. Englebert Financial Advisers serves individuals, trusts, estates, corporations, charitable organizations, and retirement plans, offering portfolio management, financial assessments, consulting, and ERISA plan services. The firm’s investment approach uses relative strength analysis with model portfolios ranging from conservative to aggressive, combining fundamental, technical, and cyclical analysis, and incorporates third-party advisers and risk-management tools, including options and derivatives in separately managed accounts.
Andrew G
Series 65
Allentown, PA
Englebert Financial Advisers, LLC
Andrew Gaines is a financial advisor at Englebert Financial Advisers, LLC with two years of industry experience. He holds a Series 65 designation and has worked in various roles including positions at RAF Equity, Campania International, and Bear Creek Mountain Resort. Gaines’s background also includes involvement with Muhlenberg College and the Mules Soccer Academy. Englebert Financial Advisers provides discretionary and non-discretionary portfolio management and financial planning services to a diverse client base including individuals, trusts, corporations, and municipal entities. The firm utilizes a relative-strength investment approach and offers a range of services such as ERISA fiduciary arrangements, educational seminars, and risk-managed strategies across various asset classes.
Jamie E
Series 63, Series 65
Allentown, PA
Englebert Financial Advisers, LLC
Jamie Englebert is a financial advisor at Englebert Financial Advisers, LLC with five years of industry experience. He holds Series 63 and Series 65 licenses and previously worked at Beirne Wealth Consulting Services, LLC for five years before joining his current firm. Englebert Financial Advisers provides portfolio management and financial planning services to individuals, trusts, corporations, retirement plans, charitable organizations, and governmental entities. The firm employs a relative-strength investment approach across diverse model portfolios and offers services including fiduciary consulting, adviser-managed annuities, and educational seminars.
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