Epogee Capital Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$56,234,654
Clients
3
Advisors
2
of 2 employees
About
Epogee Capital Management provides ongoing portfolio management primarily to high‑net‑worth individuals and charitable organizations, billing on an asset‑based basis and preparing individualized Investment Policy Statements that cover asset allocation, selection, and risk tolerance. The firm’s reported client base is very small (three clients) and its services include mutual funds, equities, fixed income, ETFs, private equity and real estate funds, and options strategies.
The firm uses fundamental, quantitative and technical analysis and maintains three model allocations (conservative, balanced, aggressive growth) that it tailors to clients’ goals, time horizons and liquidity needs. Although ECM’s advisory agreement seeks discretionary trading authority, the majority of its reported assets are managed on a non‑discretionary basis; ECM also requires clients to custody assets at Schwab Institutional and provides quarterly reporting.
Compared with peers, Epogee is notable for the concentration of AUM in non‑discretionary accounts and for managing a very small, high‑value client roster soon after its 2024 formation. The brochure discloses the managing partner’s external roles — participation on a private real estate fund investment committee and service as a strategic advisor/controller to an industrial supplier — which are documented in the brochure as potential conflicts to be managed.
Client services
Expertise
Fee options
$0 - $5,000,000.00: 1.00% $5,000,000.01+: 0.75%
Main office
Boston MA
Advisors at this office
2
Most active in
Connecticut · Florida · Massachusetts
Also doing business as
Epogee Capital Management · Epogee Capital Management LLC · Epogee Capital Management, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Mark C
Series 65
Boston, MA
Epogee Capital Management, LLC
Mark Cunningham is a financial advisor with Epogee Capital Management, LLC, holding a Series 65 credential and two years of industry experience. He has worked at several firms, including Port One Investments, Method Advisors, and Balter Capital Management. Epogee Capital Management provides portfolio management primarily to high-net-worth individuals and charitable organizations, using fundamental, quantitative, and technical analysis. The firm offers customized investment policy statements and manages assets mostly on a non-discretionary basis, focusing on a small client roster with tailored model allocations.
Jay W
CFA®
Boston, MA
Epogee Capital Management, LLC
Jay Warner is a CFA® charterholder and financial advisor at Epogee Capital Management, LLC with over 15 years of industry experience. He previously worked at Balter Capital Management, Invenomic Capital, Method Advisors, and Port One Investments. Outside of Epogee, he serves as a Strategic Advisor and controller for Advanced Visibility, a company providing safety garments to the utility industry, and as a Senior Advisor on the investment committee of Port One Equities, a private real estate fund. Epogee Capital Management offers portfolio management and customized investment policy statements primarily for high-net-worth individuals and charitable organizations. The firm manages a concentrated client roster and employs a broad range of investment strategies, including alternative assets, with a blend of fundamental, quantitative, and technical analysis.
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