EPS Wealth Management
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About
EPS Wealth Management provides wealth management and financial planning to individuals, high net worth clients, trusts, estates, charitable organizations and small businesses. The firm offers both discretionary and non-discretionary portfolio management, standalone financial planning engagements, and advice for retirement accounts and rollovers.
The firm’s investment approach is primarily long‑term and combines fundamental and technical analysis to build diversified portfolios using mutual funds, ETFs, closed‑end funds, individual equities and fixed income, master limited partnerships, REITs, and selected alternative investments (including limited partnerships and digital assets); it will also use shorter‑term trading when needed and may implement strategies through independent managers and a sub‑advisor relationship. EPS Wealth Management monitors portfolios on an ongoing basis and provides reviews typically at least annually, with additional reviews for material changes or client requests.
Notably, the firm is affiliated with an insurance agency (Estate Planning Solutions), and certain advisory personnel are licensed insurance professionals who earn commissions and may recommend insurance products and precious metals — a practice disclosed as a potential conflict of interest. The firm’s owner also operates a legal document preparation business that provides living trusts and business formation services, and the advisory practice documents offering “above and beyond” assistance (for example, negotiating denied claims, Social Security coordination, timeshare returns and estate‑settlement help), services that are less common among similarly sized RIA teams.
Client services
Expertise
Occupation focus
Fee options
Fixed fees for financial planning services ranging from $950 to $5,000; flat or hourly fees for 'above and beyond' services
1.20% annually
Certain advisory persons are licensed insurance professionals and receive commissions for insurance products sold separate from advisory fees
Hourly consulting fees at $250 per hour for ad-hoc financial planning and 'above and beyond' services
Account minimum: $20,000 for individuals and high net worth individuals; $50,000 for businesses and charitable organizations (minimums may be waived at the Advisor's sole discretion) Minimum fee: Initial onboarding fee ranges from $950 to $2,500 depending on complexity Fee-only: Financial planning services stand-alone fixed fees ranging from $950 to $5,000; hourly financial planning at $250/hour; hourly fees not to exceed $250/hour for additional services
Main office
Glendale AZ
Advisors at this office
3
Most active in
Arizona · Texas
Also doing business as
Eps Ria, LLC · Eps Ria, LLC · Eps Wealth Management · Estate Planning Solutions · Same As 1.A. · Tewalt's Kickin' Korral, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Advisors at this firm
Christine C
Series 63, Series 65
Glendale, AZ
EPS Wealth Management
Christine Carlton is a financial advisor at EPS Wealth Management with 17 years of industry experience. She holds Series 63 and Series 65 licenses and has worked at Estate Planning Solutions since 2015 and Carlton Financial, Inc. since 2004. Outside of advising, she owns and operates Carlton Financial Inc., an independent insurance agency, and is involved as a business consultant specializing in tax incentives and corporate finance as well as an associate with a network marketing organization. EPS Wealth Management is a small, supported registered investment advisor managing approximately $30.1 million for about 299 clients. The firm provides wealth management, financial planning, and portfolio management services for individuals, high-net-worth clients, trusts, estates, charitable organizations, and small businesses, employing a long-term investment approach that incorporates both fundamental and technical analysis.
Alex M
CFP®, Series 63
Glendale, AZ
EPS Wealth Management
Alex Miller is a CFP® with one year of industry experience, currently affiliated with EPS Wealth Management. He previously worked at The Hebets Company and LifeBrokers. EPS Wealth Management is a small, supported registered investment advisor managing approximately $30.1 million for nearly 300 clients. The firm provides wealth management, financial planning, and portfolio management services to individuals, high-net-worth clients, trusts, estates, charitable organizations, and small businesses, employing a long-term investment approach that incorporates both fundamental and technical analysis.
James T
CFP®, Series 63, Series 65
Glendale, AZ
EPS Wealth Management
James Tewalt is a CFP® with 20 years of industry experience and is affiliated with EPS Wealth Management in Glendale, AZ. He has operated multiple businesses, including EPS Doc Prep LLC, a legal document preparation service, and Tewalt's Kickin' Korral, LLC, a horse boarding operation. He was previously president of Estate Planning Solutions Inc., a life and health insurance agency. EPS Wealth Management provides financial planning and wealth management services to individuals, high net worth clients, trusts, estates, charitable organizations, and small businesses. The firm uses a primarily long-term investment approach combining fundamental and technical analysis to construct diversified portfolios and offers both discretionary and non-discretionary management.
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