A complete list of active advisors currently associated with Equinum, LLC

Warmer can help you find a great advisor at Equinum, LLC or one who fits your needs even better.

Equinum provides investment supervisory services, financial planning, retirement plan advice, family office services, robo‑advisor solutions and access to third‑party managers and variable annuities to individuals, high‑net‑worth clients, corporations and charitable organizations. Clients may receive discretionary or non‑discretionary portfolio management, 3(21) ERISA plan advisory services, and automated ETF‑based model portfolios through its robo‑advisor platform. The firm documents client objectives and risk tolerance in an Investment Policy Statement and applies both fundamental and technical analysis across strategies that can include long‑term and short‑term trading, margin, short sales and options writing. Equinum also allocates to independent third‑party managers when appropriate and operates proprietary ETF models for its digital advisory offering, having transitioned most robo accounts from Schwab’s SIP to Betterment Advisor Services. Equinum is partly owned by Roth & Company LLP and discloses an affiliation with an accounting firm; related‑person trustee arrangements and its ability to direct transfers via standing letters of authorization have resulted in specific custody protocols, including annual surprise audits for affected accounts. The brochure also notes potential conflicts tied to fee sharing with third‑party managers and affiliated CPA relationships and describes mitigations such as written fiduciary acknowledgements, recusal policies, a code of ethics and periodic due diligence.

To learn more about the advisors currently working at Equinum, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.