ESD Advisory Services Inc
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm is a fee-only, independent registered investment adviser operating as a solo practice that provides discretionary portfolio management and related financial and retirement planning to individuals, business owners, trusts, estates and charitable organizations. It manages roughly $42 million across a deliberately small client base and generally accepts only larger accounts, focusing on a limited number of relationships.
The adviser emphasizes long-term, quality-oriented portfolios and careful manager selection, conducting direct due diligence that can include meeting fund decision makers and attending shareholder meetings and evaluating managers across full market cycles before recommending them. Portfolios are built for diversification across asset classes and investment styles, using no-load mutual funds for equity exposure and investment-grade fixed income and relying on an established custodian for trade execution and account reporting.
What is distinctive is the combination of a long operating history and an intentionally small number of clients with substantial assets per relationship, which the firm says supports more hands-on manager research and individualized portfolio work; the firm also may adjust its advisory terms for portfolios concentrated in fixed income and counts fixed‑income securities at par value for billing purposes. The firm states it does not engage in market timing, does not vote client proxies (clients receive proxies directly), and maintains a written Code of Ethics under a fiduciary standard.
Client services
Expertise
Fee options
Flat fixed fees typically charged for advice about fixed income securities (excluding equities)
$225 per hour for consulting on specific and limited financial issues
Account minimum: $1,000,000 Minimum fee: $5,000 minimum annual fee for portfolio values below $1,000,000 Fee-only: Annual investment advisory fee of 0.5% (½%) of assets under management, calculated annually and billed quarterly; hourly consulting fee at $225 per hour; flat fixed fees for specific services
Main office
627 Mountain Drive
South Orange NJ 07079
Advisors at this office
1
Most active in
Maryland
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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