A complete list of active advisors currently associated with ESS Capital Services
Warmer can help you find a great advisor at ESS Capital Services or one who fits your needs even better.
ESS Capital Services is an independent, single‑advisor investment adviser that provides discretionary portfolio management and creates individualized Investment Policy Statements for its clients. The firm reports approximately $3.2 million in discretionary assets under management across two client accounts and serves individuals (with an emphasis on high‑net‑worth clients) and business entities. The adviser combines fundamental, quantitative and technical analysis and generally implements portfolios focused on sustainable growth with income using fixed income, equities, REITs, ETFs (including precious‑metal ETFs), TIPS and commodities. Investment implementation may include both long‑ and short‑term trading and, when appropriate, the use of short sales, margin and options, with ESS Capital operating under discretionary trading authority for client accounts. Noteworthy for a solo independent firm, ESS Capital accepts performance‑based fee arrangements for qualified clients and uses a high‑water mark mechanism, a feature that is uncommon among peers. The firm also concentrates on higher‑net‑worth and institutional clients rather than serving non‑HNW retail individuals, requires use of a specified institutional custodian, and discloses potential side‑by‑side management and higher‑risk trading activity that may affect its comparative risk profile.
To learn more about the advisors currently working at ESS Capital Services, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
Name |
Location |
Years of experience |
|---|---|---|
Newton, MA
| 1
|
Not sure where to start?
We'll help you think it through — whether you ultimately need an advisor or not.
Warmer helps you compare advisors clearly — so you can choose with confidence.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")