A complete list of active advisors currently associated with Essex Advisory

Warmer can help you find a great advisor at Essex Advisory or one who fits your needs even better.

Essex Advisory provides financial planning and fee-based investment advisory services primarily to individual and high-net-worth clients, and also works with businesses and institutional retirement plans. The firm reports approximately $7.83 million in assets under management and manages a very small number of client relationships. Investment strategies are tailored to each client’s goals, time horizon, and risk tolerance and are implemented through asset allocation across mutual funds, ETFs, individual securities and, when appropriate, options and other derivatives; holdings are generally maintained for the long term but may be traded more actively for rebalancing or cash needs. The firm also offers pension and retirement-plan consulting and, when engaged for ongoing monitoring and recommendations, serves in an ERISA fiduciary capacity. Noteworthy distinctions include an affiliation with a broker-dealer (Essex Securities, LLC) and disclosure that certain investment adviser representatives are dually registered and may receive commission or insurance compensation when acting in those capacities, which the firm documents and addresses as a potential conflict. The firm custodians client assets at RBC Clearing & Custody (using RBC’s UMASS for fee billing) and explicitly discloses the use of options and other derivatives in managed accounts, a capability the firm highlights in its Form ADV.

To learn more about the advisors currently working at Essex Advisory, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.