Essex Capital Management
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Essex Capital Management is a fee-only, registered investment adviser that provides discretionary portfolio management and financial planning to individuals, families, trusts, estates, charitable organizations, and business entities. The firm offers ongoing investment management, hourly or flat-fee financial planning and consultation, and may conduct group educational workshops for employee or community groups.
The firm constructs client-specific Investment Policy Statements and emphasizes asset allocation, diversified exposure through mutual funds, ETFs, individual securities and non‑correlating assets, and periodic rebalancing guided by both fundamental and technical analysis. Client engagements begin with a financial wellness review and risk/tolerance questionnaires, and accounts receive regular monitoring with monthly/quarterly reporting and at least an annual portfolio review.
Compared with many peers, the brochure notes the firm conducts educational workshops and may impose a fee (often paid by a sponsoring employer or group), and it participates in an institutional custodial platform and Model Marketplace (Altruist) that provides technology and model access as well as support services tied to platform asset thresholds—an arrangement the firm discloses as creating a potential conflict of interest. The firm also documents specific privacy and cybersecurity practices, including a Written Information Security Program and the limited use of AI tools (Hazel AI) under stated “zero data retention” protocols.
Client services
Expertise
Fee options
Flat fee arrangements possible for financial planning; initial payment of half estimated hourly or $500, whichever is less, due upon agreement
$0 - $1,000,000: 0.95% annually $1,000,001 - $2,000,000: 0.75% annually $2,000,001+: 0.65% annually
$375 per hour for financial planning and consultation services
Account minimum: $500,000 Fee-only: Fee-only investment management and financial planning services; no commissions or referral fees received.
Main office
Lynn MA
Advisors at this office
1
Most active in
Massachusetts
Also doing business as
Essex Capital Management · Essex Capital Management, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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