A complete list of active advisors currently associated with Essex Financial Services, Inc.

Warmer can help you find a great advisor at Essex Financial Services, Inc. or one who fits your needs even better.

Essex Financial Services is a registered investment adviser that serves individuals (including high‑net‑worth clients), corporations, trusts, foundations, retirement plans and municipalities. The firm provides wealth management, financial planning, portfolio management and retirement plan advisory services, and also offers access to third‑party managed account programs and independent managers. Essex typically implements long‑term, diversified portfolios built around low‑cost mutual funds and ETFs, while also employing individual stocks, bonds, private investments and outside managers when appropriate; the firm applies an internal due‑diligence process and ongoing monitoring to align portfolios with clients’ objectives. For retirement plan clients the firm serves in ERISA fiduciary roles and provides services such as investment policy development, performance reporting and participant education. Essex is a wholly owned subsidiary of Essex Bank, an affiliation that results in cross‑referrals, trustee services and custody relationships with the affiliate (including use of standing letters of authorization and an annual surprise examination), a configuration that is less common among multi‑team advisors. The brochure discloses prior SEC enforcement matters — a 2017 order addressing cash‑solicitation deficiencies (with disgorgement of $170,000 plus interest) and participation in the SEC’s share‑class initiative with remediation and $645,000 in client relief — and notes that certain advisory personnel also act as licensed insurance agents and registered representatives who may receive commission‑based compensation, which the firm discloses as potential conflicts.

To learn more about the advisors currently working at Essex Financial Services, Inc., click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.